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BNY

Bank of New York Mellon

761 hedge funds and large institutions have $32.7B invested in Bank of New York Mellon in 2013 Q4 according to their latest regulatory filings, with 89 funds opening new positions, 213 increasing their positions, 321 reducing their positions, and 39 closing their positions.

New
Increased
Maintained
Reduced
Closed

128% more first-time investments, than exits

New positions opened: 89 | Existing positions closed: 39

26% more funds holding in top 10

Funds holding in top 10: 2734 (+7)

15% more capital invested

Capital invested by funds: $28.4B → $32.7B (+$4.25B)

6% more funds holding

Funds holding: 718761 (+43)

0.21% less ownership

Funds ownership: 81.75%81.54% (-0.21%)

15% less call options, than puts

Call options by funds: $91.3M | Put options by funds: $108M

34% less repeat investments, than reductions

Existing positions increased: 213 | Existing positions reduced: 321

Holders
761
Holders Change
+43
Holders Change %
+5.99%
% of All Funds
22.08%
Holding in Top 10
34
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+25.93%
% of All Funds
0.99%
New
89
Increased
213
Reduced
321
Closed
39
Calls
$91.3M
Puts
$108M
Net Calls
-$16.3M
Net Calls Change
-$5.95M
Name Holding Trade Value Shares
Change
Change in
Stake
SM
701
Salzhauer Michael
$70K +$65.1K +2,000 New
RIA
702
Regal Investment Advisors
Michigan
$68K
PTC
703
Private Trust Company
Ohio
$68K +$2.34K +72 +4%
ATC
704
Adirondack Trust Company
New York
$66K -$19.4K -596 -24%
BAM
705
Brave Asset Management
New Jersey
$66K +$61.4K +1,886 New
LWA
706
Lenox Wealth Advisors
New York
$66K +$61.4K +1,886 New
CG
707
Colony Group
Massachusetts
$66K +$61.9K +1,902 New
KT
708
Kanaly Trust
Texas
$59K +$55.4K +1,700 New
BC
709
Blackhill Capital
New Jersey
$56K
NES
710
New England Securities
New York
$56K +$6.51K +200 +14%
ASN
711
Advisory Services Network
Georgia
$56K +$52.6K +1,617 New
FA
712
Financial Advantage
Maryland
$54K
SNT
713
Security National Trust
West Virginia
$54K
IMS
714
Index Management Solutions
Pennsylvania
$54K +$6.28K +193 +14%
KTC
715
Kistler-Tiffany Companies
Pennsylvania
$53K +$228 +7 +0.5%
Carson Wealth (CWM LLC)
716
Carson Wealth (CWM LLC)
Nebraska
$53K +$23.2K +712 +84%
HR
717
Howe & Rusling
New York
$52K
RA
718
Royce & Associates
New York
$48K
FNBSF
719
First National Bank Sioux Falls
South Dakota
$47K
WCM
720
Windsor Capital Management
Arizona
$40K
Manulife (Manufacturers Life Insurance)
721
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$39.1K -$3.97M -121,858 -10%
LWM
722
LBA Wealth Management
Florida
$39K +$36.1K +1,109 New
LWCFA
723
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$38K
LFR
724
Lehman Financial Resources
Pennsylvania
$35K
EFSCE
725
Enterprise Financial Services Corp (EFSC)
Missouri
$34K

BNY Hedge Fund Activity: Q4 2013 in Review

761 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in Bank of New York Mellon (BNY) for Q4 2013, worth a combined $32.7B — up 15% from $28.4B a quarter earlier.

Buyers outnumbered sellers: 89 funds opened new BNY positions and 39 closed out — a net gain of 50 holders — while 213 added to existing stakes and 321 trimmed.

The largest buyer was Harris Associates, adding an estimated $179M. The largest seller was Norges Bank, cutting an estimated $114M.

  • 761 institutional investors held Bank of New York Mellon (BNY) as of Q4 2013, up from 718 in Q3 2013.
  • Funds reported $32.7B of Bank of New York Mellon stock for Q4 2013, up 15% quarter-over-quarter.
  • 89 funds opened new Bank of New York Mellon positions in Q4 2013 and 39 closed out, a net change of +50 holders.
  • The largest Bank of New York Mellon buyer in Q4 2013 was Harris Associates, an estimated $179M added.
  • The largest Bank of New York Mellon seller in Q4 2013 was Norges Bank, an estimated $114M sold.

Based on aggregated 13F filings for Q4 2013.