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Brookfield

Name Holding Trade Value Shares
Change
Change in
Stake
IC
476
Intersect Capital
California
$445K – – –
Cerity Partners
477
Cerity Partners
New York
$443K +$170K +5,379 +65%
FFG
478
Frisch Financial Group
New York
$442K – – –
VOYA Investment Management
479
VOYA Investment Management
Georgia
$442K +$10K +317 +2%
FH
480
FWG Holdings
Florida
$442K +$77.6K +2,453 +21%
GFS
481
GYL Financial Synergies
Connecticut
$440K -$132K -4,175 -24%
Park Avenue Securities
482
Park Avenue Securities
New York
$440K +$42.5K +1,345 +11%
VCM
483
Vivaldi Capital Management
Illinois
$439K – – –
NFG
484
Next Financial Group
Texas
$433K – – –
Bartlett & Co
485
Bartlett & Co
Ohio
$430K – – –
Vanguard Personalized Indexing Management
486
Vanguard Personalized Indexing Management
California
$430K +$123K +3,874 +42%
Bartlett & Co Wealth Management
487
Bartlett & Co Wealth Management
Ohio
$430K – – –
NewEdge Advisors
488
NewEdge Advisors
Louisiana
$426K +$157K +4,971 +61%
Stephens Inc
489
Stephens Inc
Arkansas
$416K -$194K -6,123 -32%
HWA
490
Heartwood Wealth Advisors
Virginia
$415K +$176K +5,567 +77%
FANJ
491
Financial Architects (New Jersey)
New Jersey
$412K -$99.5K -3,147 -20%
Buckingham Strategic Wealth
492
Buckingham Strategic Wealth
Missouri
$410K -$42.5K -1,342 -10%
LOAMS
493
Lombard Odier Asset Management (Switzerland)
Switzerland
$409K +$314K +9,927 New
BOK Financial
494
BOK Financial
Oklahoma
$408K – – –
ETI
495
Enterprise Trust & Investment
California
$408K – – –
WAM
496
Walker Asset Management
Missouri
$407K +$395K +12,497 New
D.A. Davidson & Co
497
D.A. Davidson & Co
Montana
$399K – – –
GAM
498
Griffin Asset Management
New York
$399K +$31.3K +989 +9%
FHA
499
Flagship Harbor Advisors
Massachusetts
$395K +$14.1K +447 +4%
Swiss Life Asset Management
500
Swiss Life Asset Management
$395K -$372K -11,758 -49%