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Bank of Montreal

Name Holding Trade Value Shares
Change
Change in
Stake
FPS
451
Fieldpoint Private Securities
Connecticut
$13K – – –
FMP
452
Financial Management Professionals
Texas
$13K – – –
GWSG
453
GPS Wealth Strategies Group
Colorado
$13K – – –
TCM
454
Tradewinds Capital Management
Washington
$13K – – –
OF
455
Outfitter Financial
Maine
$13K +$13.5K +125 New
AssetMark Inc
456
AssetMark Inc
California
$12K – – –
OC
457
Oakworth Capital
Alabama
$12K +$11.7K +109 New
MSFP
458
Mark Sheptoff Financial Planning
Connecticut
$11K – – –
MPWT
459
MassMutual Private Wealth & Trust
Connecticut
$11K +$4.85K +45 +82%
Carson Wealth (CWM LLC)
460
Carson Wealth (CWM LLC)
Nebraska
$11K +$11.3K +105 New
RG
461
Retirement Group
California
$10K +$10.2K +95 New
EARNEST Partners
462
EARNEST Partners
Georgia
$9K – – –
MWC
463
MBM Wealth Consultants
Missouri
$9K – – –
BWM
464
BerganKDV Wealth Management
Minnesota
$8K +$8.08K +75 New
FHA
465
First Horizon Advisors
Tennessee
$7K – – –
GI
466
Gradient Investments
Minnesota
$7K – – –
HWA
467
HHM Wealth Advisors
Tennessee
$7K – – –
ED
468
Exane Derivatives
France
$6.97K – – –
RIM
469
Rockbridge Investment Management
New York
$6K – – –
JWA
470
JFS Wealth Advisors
Pennsylvania
$6K +$6.04K +56 New
EWA
471
EverSource Wealth Advisors
Alabama
$6K +$6.79K +63 New
MWM
472
Mascoma Wealth Management
New Hampshire
$5K – – –
VRM
473
Vectors Research Management
New York
$5K +$108 +1 +2%
HPC
474
HM Payson & Co
Maine
$5K +$5.17K +48 New
FP
475
Financial Perspectives
Minnesota
$4.52K +$4.53K +42 New