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Bank of Montreal

Name Holding Trade Value Shares
Change
Change in
Stake
FWM
426
Focused Wealth Management
New York
$15K – – –
LS
427
Leelyn Smith
Illinois
$15K – – –
CB
428
Community Bank
New York
$15K +$15.1K +150 New
FMP
429
Financial Management Professionals
Texas
$12K – – –
GRP
430
Global Retirement Partners
California
$12K – – –
GWSG
431
GPS Wealth Strategies Group
Colorado
$12K – – –
TCM
432
Tradewinds Capital Management
Washington
$12K – – –
FPS
433
Fieldpoint Private Securities
Connecticut
$12K +$12.3K +122 New
AssetMark Inc
434
AssetMark Inc
California
$11K – – –
MA
435
MCF Advisors
Kentucky
$11K – – –
FA
436
Financial Avengers
California
$10K – – –
MSFP
437
Mark Sheptoff Financial Planning
Connecticut
$10K – – –
MWC
438
MBM Wealth Consultants
Missouri
$9K – – –
MG
439
MilWealth Group
Wisconsin
$8.58K – – –
EARNEST Partners
440
EARNEST Partners
Georgia
$8K – – –
TAIM
441
TD Ameritrade Investment Management
Nebraska
$8K +$14K +139 New
GI
442
Gradient Investments
Minnesota
$7K – – –
ED
443
Exane Derivatives
France
$6.45K – – –
CFD
444
Creative Financial Designs
Indiana
$6K – – –
FHA
445
First Horizon Advisors
Tennessee
$6K – – –
HWA
446
HHM Wealth Advisors
Tennessee
$6K – – –
RCA
447
Ranch Capital Advisors
Florida
$6K – – –
BCA
448
Berman Capital Advisors
Georgia
$5K -$7.75K -77 -58%
MPWT
449
MassMutual Private Wealth & Trust
Connecticut
$5K – – –
VRM
450
Vectors Research Management
New York
$5K – – –