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Bank of Montreal

Name Holding Trade Value Shares
Change
Change in
Stake
CPA
351
Cowen Prime Advisors
New York
$49K – – –
GRP
352
Global Retirement Partners
California
$47K – – –
TWA
353
TCI Wealth Advisors
Arizona
$46K – – –
CAC
354
Certified Advisory Corp
Florida
$46K +$222 +3 +0.4%
LC
355
Lindbrook Capital
California
$46K +$52.3K +706 New
HT
356
Heritage Trust
Oklahoma
$41K +$46K +621 New
APA
357
American Portfolios Advisors
New York
$39.8K +$1.04K +14 +2%
PGAM
358
Princeton Global Asset Management
New Jersey
$39K +$44.5K +600 New
PCG
359
Private Capital Group
Connecticut
$38K – – –
FGC
360
Financial Gravity Companies
Texas
$37K +$36.9K +498 New
KPCM
361
Kings Point Capital Management
New York
$34K – – –
RFA
362
Reilly Financial Advisors
California
$34K – – –
NFG
363
Next Financial Group
Texas
$34K +$10.7K +144 +39%
UBS AM
364
UBS AM
Illinois
$34K +$2.67K +36 +7%
SWM
365
SeaCrest Wealth Management
New York
$33K – – –
FAM
366
Fred Alger Management
New York
$32K +$18.8K +254 +105%
PCP
367
Proficio Capital Partners
Massachusetts
$31K -$26.3K -355 -43%
GIC
368
Gantzert Investment Company
Illinois
$31K +$35.2K +475 New
SF
369
Synovus Financial
Georgia
$29K – – –
AIM
370
Advantage Investment Management
Iowa
$26K – – –
HRC
371
Hoertkorn Richard Charles
$26K – – –
FANJ
372
Financial Architects (New Jersey)
New Jersey
$25K – – –
QCIG
373
Quad-Cities Investment Group
Iowa
$24K – – –
WAS
374
Winch Advisory Services
Wisconsin
$23K -$11K -148 -30%
MSA
375
Marino Stram & Associates
Massachusetts
$23K +$148 +2 +0.6%