|
301
|
SOA Wealth Advisors
New York
|
$188
|
–
|
–
|
–
|
|
|
302
|
Exchange Traded Concepts
Oklahoma City,
Oklahoma
|
–
|
-$158M
|
-2,114,708
|
Closed
|
|
|
303
|
TD Ameritrade Investment Management
Omaha,
Nebraska
|
–
|
-$90.2M
|
-1,203,547
|
Closed
|
|
|
304
|
Greystone Financial Group
Bloomfield Hills,
Michigan
|
–
|
-$21.4M
|
-285,080
|
Closed
|
|
|
305
|
Protective Life
Birmingham,
Alabama
|
–
|
-$3.67M
|
-49,000
|
Closed
|
|
|
306
|
Tranquilli Financial Advisor
Clinton,
New Jersey
|
–
|
-$3.52M
|
-46,938
|
Closed
|
|
|
307
|
Cabana LLC
Fayetteville,
Arkansas
|
–
|
-$2.93M
|
-39,129
|
Closed
|
|
|
308
|
Bleakley Financial Group
Fairfield,
New Jersey
|
–
|
-$2.45M
|
-32,640
|
Closed
|
|
|
309
|
Simplicity Solutions
Minneapolis,
Minnesota
|
–
|
-$2.45M
|
-32,640
|
Closed
|
|
|
310
|
Old Mission Capital
Chicago,
Illinois
|
–
|
-$2.25M
|
-30,027
|
Closed
|
|
|
311
|
Woodward Diversified Capital
Bakersfield,
California
|
–
|
-$1.31M
|
-17,512
|
Closed
|
|
|
312
|
NWAM LLC
Mercer Island,
Washington
|
–
|
-$982K
|
-13,102
|
Closed
|
|
|
313
|
Intrua Financial
Houston,
Texas
|
–
|
-$916K
|
-12,223
|
Closed
|
|
|
314
|
Silver Oak Securities
Jackson,
Tennessee
|
–
|
-$871K
|
-11,627
|
Closed
|
|
|
315
|
Columbia Advisory Partners
Spokane,
Washington
|
–
|
-$669K
|
-8,930
|
Closed
|
|
|
316
|
WMG Financial Advisors
Knoxville,
Tennessee
|
–
|
-$611K
|
-8,150
|
Closed
|
|
|
317
|
Coppell Advisory Solutions
Coppell,
Texas
|
–
|
-$571K
|
-7,702
|
Closed
|
|
|
318
|
Rockefeller Capital Management
New York
|
–
|
-$557K
|
-7,434
|
Closed
|
|
|
319
|
Moloney Securities Asset Management
Manchester,
Missouri
|
–
|
-$542K
|
-7,239
|
Closed
|
|
|
320
|
Summit Wealth Group
White River Junction,
Vermont
|
–
|
-$539K
|
-7,198
|
Closed
|
|
|
321
|
TD Waterhouse Canada
Toronto,
Ontario, Canada
|
–
|
-$526K
|
-7,074
|
Closed
|
|
|
322
|
|
–
|
-$423K
|
-5,651
|
Closed
|
|
|
323
|
WNY Asset Management
Williamsville,
New York
|
–
|
-$324K
|
-4,331
|
Closed
|
|
|
324
|
3D/L Capital Management
Hartford,
Connecticut
|
–
|
-$310K
|
-4,143
|
Closed
|
|
|
325
|
SageView Advisory Group
Newport Beach,
California
|
–
|
-$288K
|
-3,842
|
Closed
|
|
