|
1901
|
PCA Investment Advisory Services
Cincinnati,
Ohio
|
–
|
-$95K
|
-137
|
Closed
|
|
|
1902
|
WealthPLAN Partners
Omaha,
Nebraska
|
–
|
-$86.4K
|
-125
|
Closed
|
|
|
1903
|
Strengthening Families & Communities LLC
Boston,
Massachusetts
|
–
|
-$85K
|
-123
|
Closed
|
|
|
1904
|
Fiduciary Alliance
Greenville,
South Carolina
|
–
|
-$52.5K
|
-76
|
Closed
|
|
|
1905
|
Horan Securities
Cincinnati,
United States
|
–
|
-$50.1K
|
-72
|
Closed
|
|
|
1906
|
Tilia Fiduciary Partners
Wilmington,
North Carolina
|
–
|
-$50K
|
-72
|
Closed
|
|
|
1907
|
Crewe Advisors
Salt Lake City,
Utah
|
–
|
-$36.5K
|
-53
|
Closed
|
|
|
1908
|
Simplex Trading
Chicago,
Illinois
|
–
|
-$34.9K
|
-50
|
Closed
|
|
|
1909
|
Old Point Trust & Financial Services N A
Newport News,
Virginia
|
–
|
-$26.3K
|
-38
|
Closed
|
|
|
1910
|
O'Dell Group
Cincinnati,
Ohio
|
–
|
-$22.8K
|
-33
|
Closed
|
|
|
1911
|
ICA Group Wealth Management
Denver,
Colorado
|
–
|
-$21.1K
|
-30
|
Closed
|
|
|
1912
|
Bollard Group
Boston,
Massachusetts
|
–
|
-$14K
|
-20
|
Closed
|
|
|
1913
|
Founders Capital Management (Texas)
Houston,
Texas
|
–
|
-$13.1K
|
-19
|
Closed
|
|
|
1914
|
Safeguard Financial
Minocqua,
Wisconsin
|
–
|
-$6K
|
-9
|
Closed
|
|
|
1915
|
Disciplined Investments
Tulsa,
Oklahoma
|
–
|
-$4.84K
|
-7
|
Closed
|
|
|
1916
|
Retirement Group
San Diego,
California
|
–
|
-$4.84K
|
-7
|
Closed
|
|
|
1917
|
Halpern Financial
Ashburn,
Virginia
|
–
|
-$4.15K
|
-6
|
Closed
|
|
|
1918
|
Ridgewood Investments
Springfield,
New Jersey
|
–
|
-$4.15K
|
-6
|
Closed
|
|
|
1919
|
Creative Capital Management Investments
San Diego,
California
|
–
|
-$2.07K
|
-3
|
Closed
|
|
|
1920
|
Sanctuary Wealth Management
Pocatello,
Idaho
|
–
|
-$1.38K
|
-2
|
Closed
|
|
