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Name Holding Trade Value Shares
Change
Change in
Stake
SPI
1101
Santori & Peters Inc
Pennsylvania
$8K +$8.66K +27 New
AFNAS
1102
American Financial Network Advisory Services
California
$7K – – –
CIM
1103
Contravisory Investment Management
Massachusetts
$7K – – –
SBL
1104
Sargent Bickham Lagudis
Colorado
$7K – – –
DSC
1105
Duncker Streett & Co
Missouri
$6K – – –
GAM
1106
Guinness Asset Management
United Kingdom
$6K – – –
ME
1107
McIlrath & Eck
Washington
$6K +$5.77K +18 New
TL
1108
TrueWealth LLC
Georgia
$6K +$5.77K +18 New
Financial Engines Advisors
1109
Financial Engines Advisors
California
$6K +$6.09K +19 New
GF
1110
Goodman Financial
Texas
$6K +$6.42K +20 New
FPS
1111
Fieldpoint Private Securities
Connecticut
$5K -$28.6K -89 -86%
CAL
1112
Capital Advisors Ltd
Ohio
$5K – – –
LWA
1113
Lenox Wealth Advisors
New York
$5K +$5.45K +17 New
MFT
1114
Moisand Fitzgerald Tamayo
Florida
$4K – – –
OFW
1115
Omnia Family Wealth
Florida
$4K – – –
PFSC
1116
Peoples Financial Services Corp
Pennsylvania
$3K – – –
WA
1117
WealthTrust-Arizona
Arizona
$3K – – –
TIM
1118
Tortoise Investment Management
New York
$3K +$2.57K +8 New
TFA
1119
Toth Financial Advisory
Virginia
$3K +$3.21K +10 New
FFW
1120
Fusion Family Wealth
New York
$2K – – –
RFM
1121
Royal Fund Management
Florida
$2K +$2.57K +8 New
NCM
1122
Nelson Capital Management
California
$1K +$962 +3 New
PCA
1123
Providence Capital Advisors
North Carolina
$1K +$1.28K +4 New
GEA
1124
Glen Eagle Advisors
New Jersey
$956 – – –
CLM
1125
ClearBridge LLC (Maryland)
Maryland
– -$67.2M -214,690 Closed