|
126
|
Dubuque Bank & Trust
Dubuque,
Iowa
|
$11K
|
–
|
–
|
–
|
|
|
127
|
Winslow Evans & Crocker
Boston,
Massachusetts
|
$9.03K
|
–
|
–
|
–
|
|
|
128
|
American National Bank & Trust
Wichita Falls,
Texas
|
$9K
|
–
|
–
|
–
|
|
|
129
|
RPG Investment Advisory
Pleasanton,
California
|
$9K
|
+$8.65K
|
+1,000
|
New
|
|
|
130
|
Mosaic Family Wealth
St. Louis,
Missouri
|
$3K
|
–
|
–
|
–
|
|
|
131
|
Tradewinds Capital Management
Bellingham,
Washington
|
$3K
|
–
|
–
|
–
|
|
|
132
|
Bank of Nova Scotia
Toronto,
Ontario, Canada
|
–
|
-$1.98M
|
-231,947
|
Closed
|
|
|
133
|
Filament
Seattle,
Washington
|
–
|
-$342K
|
-39,963
|
Closed
|
|
|
134
|
Shepherd Kaplan Krochuk
Boston,
Massachusetts
|
–
|
-$215K
|
-25,200
|
Closed
|
|
|
135
|
Landscape Capital Management
Englewood,
New Jersey
|
–
|
-$193K
|
-22,544
|
Closed
|
|
|
136
|
Concert Wealth Management
San Jose,
California
|
–
|
-$177K
|
-21,802
|
Closed
|
|
|
137
|
Regions Financial Corp
Birmingham,
Alabama
|
–
|
-$88K
|
-10,347
|
Closed
|
|
|
138
|
Archford Capital Strategies
Swansea,
Illinois
|
–
|
-$26K
|
-3,000
|
Closed
|
|
|
139
|
Central Trust Company
Jefferson City,
Missouri
|
–
|
-$25K
|
-2,955
|
Closed
|
|
|
140
|
WealthPLAN Partners
Omaha,
Nebraska
|
–
|
-$8.49K
|
-1,000
|
Closed
|
|
|
141
|
SEI Investments
Oaks,
Pennsylvania
|
–
|
-$4K
|
-514
|
Closed
|
|
|
142
|
Allworth Financial
Folsom,
California
|
–
|
-$4K
|
-438
|
Closed
|
|
|
143
|
Gradient Investments
Arden Hills,
Minnesota
|
–
|
-$3K
|
-314
|
Closed
|
|
|
144
|
|
–
|
-$2K
|
-300
|
Closed
|
|
|
145
|
Apriem Advisors
Irvine,
California
|
–
|
-$2K
|
-194
|
Closed
|
|
