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BDC

Name Holding Trade Value Shares
Change 		Change in
Stake
AA
201
Ancora Advisors
Ohio
$53K +$50.7K +738 New
RCAG
202
Rehmann Capital Advisory Group
Michigan
$50K +$412 +6 +0.9%
PFBT
203
Parkside Financial Bank & Trust
Missouri
$44K – – –
VIA
204
Vantage Investment Advisors
Pennsylvania
$37K – – –
TRCT
205
Tower Research Capital (TRC)
New York
$37K +$15.5K +226 +78%
VCM
206
Versant Capital Management
Arizona
$21K -$1.65K -24 -7%
NFG
207
Next Financial Group
Texas
$21K +$20.1K +292 New
MWPCG
208
Measured Wealth Private Client Group
New Hampshire
$21K +$20.6K +300 New
AIL
209
AGF Investments LLC
Ontario, Canada
$19K -$10.7K -156 -37%
OIA
210
OneDigital Investment Advisors
Kansas
$19K – – –
GWM
211
Geneos Wealth Management
Colorado
$16K +$7.35K +107 +82%
WAM
212
Wealthspire Advisors (Maryland)
Maryland
$15K +$6.05K +88 +70%
RWA
213
River Wealth Advisors
Pennsylvania
$14K – – –
GAM
214
Gemmer Asset Management
California
$13K – – –
QCG
215
Quadrant Capital Group
Ohio
$10K – – –
APP
216
Avantax Planning Partners
Iowa
$8K +$7.35K +107 New
CFGS
217
Concourse Financial Group Securities
Alabama
$8K +$7.76K +113 New
JA
218
JOYN Advisors
Georgia
$6K -$1.3K -19 -18%
ASN
219
Advisory Services Network
Georgia
$5K – – –
VFA
220
Valeo Financial Advisors
Indiana
$5K – – –
SPIA
221
Steward Partners Investment Advisory
New York
$4K +$4.12K +60 New
LFA
222
Legacy Financial Advisors
Kentucky
$4K +$4.26K +62 New
RFC
223
Regions Financial Corp
Alabama
$2K – – –
ST
224
Smithfield Trust
Pennsylvania
$2K – – –
IA
225
IFP Advisors
Florida
$1K -$344 -5 -25%
6 7 8
9
10