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Bain Capital Specialty

Name Holding Trade Value Shares
Change
Change in
Stake
BNP Paribas Financial Markets
76
BNP Paribas Financial Markets
France
$164K -$65.2K -4,569 -25%
IAIM
77
International Assets Investment Management
Florida
$161K +$16.6K +1,167 +10%
SWM
78
SeaCrest Wealth Management
New York
$160K
PIA
79
Perennial Investment Advisors
California
$150K
Creative Planning
80
Creative Planning
Kansas
$128K +$152K +10,682 New
HF
81
HRT Financial
New York
$126K +$151K +10,560 New
BTI
82
Blue Trust Inc
Georgia
$90K +$2K +140 +2%
CWM
83
Cedar Wealth Management
California
$43K -$20K -1,400 -28%
AWM
84
Avior Wealth Management
Nebraska
$43K +$1.18K +83 +2%
WWMSC
85
Wagner Wealth Management (South Carolina)
South Carolina
$35K
TRCT
86
Tower Research Capital (TRC)
New York
$31K +$33.7K +2,364 +949%
SPIA
87
Steward Partners Investment Advisory
New York
$27K +$328 +23 +1%
BCMLT
88
Beacon Capital Management LLC (Tennessee)
Tennessee
$26K
IAMOG
89
Investors Asset Management of Georgia
Georgia
$26K +$2.65K +186 +9%
Nomura Asset Management
90
Nomura Asset Management
Japan
$25.3K +$30.1K +2,110 New
Lazard Asset Management
91
Lazard Asset Management
New York
$22K
RMC
92
Resources Management Corp
Connecticut
$11K
PNC Financial Services Group
93
PNC Financial Services Group
Pennsylvania
$9K
TSWM
94
Tyler-Stone Wealth Management
Ohio
$8K +$214 +15 +2%
FDCDDQ
95
Federation des caisses Desjardins du Quebec
Quebec, Canada
$6K
HI
96
Harbour Investments
Wisconsin
$1K
SWA
97
Sutton Wealth Advisors
Florida
$624
CF
98
Centaurus Financial
California
-$629K -46,220 Closed
CSS
99
Cubist Systematic Strategies
Connecticut
-$380K -27,901 Closed
Mercer Global Advisors
100
Mercer Global Advisors
Colorado
-$252K -18,537 Closed