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Bain Capital Specialty

Name Holding Trade Value Shares
Change
Change in
Stake
Creative Planning
76
Creative Planning
Kansas
$156K -$67.5K -4,276 -30%
Osaic Holdings
77
Osaic Holdings
Arizona
$135K +$45.8K +2,900 +49%
HWA
78
HHM Wealth Advisors
Tennessee
$79K
Group One Trading
79
Group One Trading
Illinois
$66K +$3.15K +200 +5%
SWM
80
Spire Wealth Management
Virginia
$54K
JP Morgan Chase
81
JP Morgan Chase
New York
$53K
WWMSC
82
Wagner Wealth Management (South Carolina)
South Carolina
$50K +$4.97K +315 +11%
ASN
83
Advisory Services Network
Georgia
$45K +$46.8K +2,964 New
SPIA
84
Steward Partners Investment Advisory
New York
$33K -$93.3K -5,916 -73%
RMC
85
Resources Management Corp
Connecticut
$14K
PNC Financial Services Group
86
PNC Financial Services Group
Pennsylvania
$11K
Barclays
87
Barclays
United Kingdom
$8K +$4.86K +308 +154%
FDCDDQ
88
Federation des caisses Desjardins du Quebec
Quebec, Canada
$7.65K
PA
89
Perennial Advisors
New York
$7K
AF
90
Advisornet Financial
Minnesota
$6K
SWA
91
Sutton Wealth Advisors
Florida
$796
GF
92
Gries Financial
Ohio
-$3.55M -225,692 Closed
Neuberger Berman Group
93
Neuberger Berman Group
New York
-$706K -47,785 Closed
PI
94
PEAK6 Investments
Illinois
-$552K -37,364 Closed
CC
95
Claybrook Capital
Massachusetts
-$399K -27,025 Closed
AIM
96
Aigen Investment Management
New York
-$321K -21,721 Closed
Cambridge Investment Research Advisors
97
Cambridge Investment Research Advisors
Iowa
-$207K -14,001 Closed
MWM
98
Mission Wealth Management
California
-$179K -12,126 Closed
Mercer Global Advisors
99
Mercer Global Advisors
Colorado
-$156K -10,569 Closed
FIA
100
FNY Investment Advisers
New York
-$99K -6,750 Closed