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Barings BDC

Name Holding Trade Value Shares
Change
Change in
Stake
PP
201
Paloma Partners
Connecticut
– -$327K -33,354 Closed
FFA
202
Farther Finance Advisors
California
– -$259K -26,458 Closed
TCA
203
Transcend Capital Advisors
New Jersey
– -$227K -23,198 Closed
MFG
204
Merit Financial Group
Georgia
– -$200K -20,451 Closed
Mirae Asset Global Investments
205
Mirae Asset Global Investments
South Korea
– -$177K -17,960 Closed
PRS
206
Pinkerton Retirement Specialists
Idaho
– -$160K -16,292 Closed
Goldman Sachs
207
Goldman Sachs
New York
– -$134K -13,663 Closed
MWM
208
Mission Wealth Management
California
– -$120K -12,285 Closed
Verition Fund Management
209
Verition Fund Management
Connecticut
– -$115K -11,700 Closed
NW
210
Naviter Wealth
Arkansas
– -$108K -11,000 Closed
SSA
211
Schonfeld Strategic Advisors
New York
– -$103K -10,500 Closed
HH
212
Hilltop Holdings
Texas
– -$99.4K -10,145 Closed
CF
213
Centaurus Financial
California
– -$99K -10,124 Closed
IP
214
Ignite Planners
California
– -$99K -10,102 Closed
HIM
215
Hillsdale Investment Management
Ontario, Canada
– -$61.3K -6,250 Closed
NC
216
nVerses Capital
Florida
– -$32.3K -3,300 Closed
PNC Financial Services Group
217
PNC Financial Services Group
Pennsylvania
– -$30.2K -3,080 Closed
IAIM
218
International Assets Investment Management
Florida
– -$16.7K -1,700 Closed
QT
219
Quantbot Technologies
New York
– -$5.29K -540 Closed
TIM
220
Thompson Investment Management
Wisconsin
– -$2.72K -278 Closed
JIP
221
Jaffetilchin Investment Partners
Florida
– -$1.96K -200 Closed
AssetMark Inc
222
AssetMark Inc
California
– -$49 -5 Closed
RDIA
223
RE Dickinson Investment Advisors
Iowa
– +$20 +2 New