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Barings BDC

Name Holding Trade Value Shares
Change
Change in
Stake
SWM
101
SeaCrest Wealth Management
New York
$200K -$22.6K -2,538 -10%
PFGIA
102
Patriot Financial Group Insurance Agency
Massachusetts
$195K -$9.35K -1,051 -4%
PRS
103
Pinkerton Retirement Specialists
Idaho
$194K -$39.3K -4,415 -16%
CIA
104
Cape Investment Advisory
Georgia
$189K +$138K +15,561 +240%
Mariner
105
Mariner
Kansas
$183K -$219K -24,617 -54%
BHCM
106
Brevan Howard Capital Management
Jersey
$182K +$188K +21,177 New
KA
107
Kovack Advisors
Florida
$180K -$46.2K -5,191 -20%
BL
108
BFSG LLC
California
$180K +$890 +100 +0.5%
Cetera Investment Advisers
109
Cetera Investment Advisers
Illinois
$178K -$11.1K -1,242 -6%
FIA
110
Foundations Investment Advisors
Arizona
$176K -$979 -110 -0.6%
CCA
111
Cobblestone Capital Advisors
New York
$174K +$43.2K +4,860 +31%
AWA
112
Arkadios Wealth Advisors
Georgia
$173K +$2.77K +311 +2%
ACM
113
AlphaStar Capital Management
North Carolina
$172K +$890 +100 +0.5%
KWA
114
Kingswood Wealth Advisors
California
$161K +$167K +18,720 New
AF
115
Allworth Financial
California
$160K -$18 -2 -0%
GIM
116
Greenwich Investment Management
Connecticut
$159K -$23.6K -2,650 -12%
RFN
117
Redwood Financial Network
Ohio
$159K -$11.1K -1,248 -6%
CAGAS
118
Capital Advisory Group Advisory Services
Minnesota
$153K
Northern Trust
119
Northern Trust
Illinois
$152K -$198K -22,273 -56%
RFS
120
Retirement Financial Solutions
Tennessee
$151K +$56.3K +6,330 +56%
FMWA
121
Forvis Mazars Wealth Advisors
Missouri
$149K
D.E. Shaw & Co
122
D.E. Shaw & Co
New York
$148K +$154K +17,288 New
Qube Research & Technologies (QRT)
123
Qube Research & Technologies (QRT)
United Kingdom
$148K +$2.16K +243 +1%
WWM
124
Western Wealth Management
Colorado
$145K -$365 -41 -0.2%
FMTC
125
Farmers & Merchants Trust Company
California
$145K +$2.19K +246 +1%