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Barings BDC

Name Holding Trade Value Shares
Change
Change in
Stake
SMDAM
101
Sumitomo Mitsui DS Asset Management
Japan
– -$2.09M -188,005 Closed
Norges Bank
102
Norges Bank
Norway
– -$1.61M -144,466 Closed
CRC
103
Curi RMB Capital
Illinois
– -$1.49M -134,010 Closed
CIS
104
Connors Investor Services
Pennsylvania
– -$1.48M -133,139 Closed
Fidelity Investments
105
Fidelity Investments
Massachusetts
– -$1.11M -100,184 Closed
Invesco
106
Invesco
Georgia
– -$690K -61,961 Closed
State of Tennessee, Department of Treasury
107
State of Tennessee, Department of Treasury
Tennessee
– -$600K -53,901 Closed
WA
108
Wasatch Advisors
Utah
– -$396K -35,545 Closed
BCM
109
BlueCrest Capital Management
Jersey
– -$392K -35,262 Closed
CAN
110
Cetera Advisor Networks
California
– -$274K -24,500 Closed
Susquehanna International Group
111
Susquehanna International Group
Pennsylvania
– -$268K -23,365 Closed
Baird Financial Group
112
Baird Financial Group
Wisconsin
– -$245K -22,032 Closed
AIM
113
Allen Investment Management
New York
– -$219K -19,692 Closed
BCM
114
Bayesian Capital Management
New York
– -$189K -17,000 Closed
TI
115
Trexquant Investment
Connecticut
– -$165K -14,804 Closed
FCI
116
Financial Counselors Inc
Kansas
– -$141K -12,700 Closed
BA
117
Bard Associates
Illinois
– -$128K -11,497 Closed
Parallax Volatility Advisers
118
Parallax Volatility Advisers
California
– -$118K -10,598 Closed
WCM
119
Whitener Capital Management
North Carolina
– -$41K -3,750 Closed
CG
120
Cutler Group
California
– -$16K -1,400 Closed
SWP
121
Stratos Wealth Partners
Ohio
– -$11K -1,000 Closed
WAM
122
Wealthspire Advisors (Maryland)
Maryland
– -$4K -394 Closed
GRP
123
Global Retirement Partners
California
– -$2K -168 Closed
ClearBridge Investments
124
ClearBridge Investments
New York
– -$1K -104 Closed