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Banc of California
BANC

Name Holding Trade Value Shares
Change 		Change in
Stake
HFA
301
Highland Financial Advisors
New Jersey
– -$207K -15,439 Closed
CCIA
302
Campbell & Co Investment Adviser
Maryland
– -$200K -14,908 Closed
Prospera Financial Services
303
Prospera Financial Services
Texas
– -$189K -14,047 Closed
Caxton Associates (New York)
304
Caxton Associates (New York)
New York
– -$186K -13,847 Closed
Point72 Asset Management
305
Point72 Asset Management
Connecticut
– -$180K -13,400 Closed
AWM
306
Aviso Wealth Management
Washington
– -$143K -10,681 Closed
Advisory Services Network
307
Advisory Services Network
Georgia
– -$48.2K -3,589 Closed
LF
308
Lee Financial
Texas
– -$40.1K -2,967 Closed
GWS
309
Glassman Wealth Services
Virginia
– -$15.6K -1,162 Closed
PMFA
310
Plante Moran Financial Advisors
Michigan
– -$13.2K -985 Closed
Canada Pension Plan Investment Board
311
Canada Pension Plan Investment Board
Ontario, Canada
– -$12.3K -919 Closed
C
312
Covestor
United Kingdom
– -$12.1K -868 -99%
AWM
313
Able Wealth Management
New Jersey
– -$4.85K -361 Closed
PS
314
Planned Solutions
California
– -$4.18K -311 Closed
National Bank of Canada
315
National Bank of Canada
Quebec, Canada
– -$3.48K -262 Closed
CMBA
316
C.M. Bidwell & Associates
Hawaii
– -$3.02K -225 Closed
IFP Advisors
317
IFP Advisors
Florida
– -$1.76K -131 Closed
BOK Financial
318
BOK Financial
Oklahoma
– -$1.46K -109 Closed
TC
319
Truvestments Capital
Florida
– -$1.24K -92 Closed
WOC
320
West Oak Capital
California
– -$1K -78 Closed
Barrow, Hanley, Mewhinney & Strauss
321
Barrow, Hanley, Mewhinney & Strauss
Texas
– -$591 -44 Closed
PCM
322
PenderFund Capital Management
British Columbia, Canada
– -$53 -3 Closed
NewEdge Advisors
323
NewEdge Advisors
Louisiana
– -$13 -1 Closed
Wolverine Asset Management
324
Wolverine Asset Management
Illinois
– -$13 -1 Closed
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