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BALT

BALTIC TRADING LIMITED COMMON STOCK
BALT

Delisted

BALT was delisted on the 17th of July, 2015.

Name Holding Trade Value Shares
Change
Change in
Stake
T. Rowe Price Associates
26
T. Rowe Price Associates
Maryland
$133K
PP
27
Paloma Partners
Connecticut
$121K +$114K +75,850 New
AGM
28
Alpine Global Management
New York
$104K +$98K +65,237 New
Morgan Stanley
29
Morgan Stanley
New York
$103K -$22K -14,640 -19%
Bank of New York Mellon
30
Bank of New York Mellon
New York
$96K -$194K -129,325 -68%
PPA
31
Parametric Portfolio Associates
Washington
$95K +$89.2K +59,379 New
AA
32
Apriem Advisors
California
$94K
PCM
33
Potomac Capital Management
New York
$94K
BAAM
34
Baker Avenue Asset Management
California
$64K -$102K -67,680 -63%
AA
35
Ancora Advisors
Ohio
$61K +$57.4K +38,200 New
State Street
36
State Street
Massachusetts
$56K -$695K -462,567 -93%
New York State Common Retirement Fund
37
New York State Common Retirement Fund
New York
$54K +$50.4K +33,542 New
Royal Bank of Canada
38
Royal Bank of Canada
Ontario, Canada
$34K -$1.5K -999 -5%
TSS
39
Two Sigma Securities
New York
$31K +$29.3K +19,506 New
Wells Fargo
40
Wells Fargo
California
$14K +$9.08K +6,042 +234%
BIM
41
BlackRock Investment Management
Delaware
$13K -$240K -159,775 -95%
BA
42
BlackRock Advisors
Delaware
$13K -$34.5K -22,975 -74%
NFA
43
Nationwide Fund Advisors
Ohio
$11K -$53.5K -35,626 -84%
Bank of America
44
Bank of America
North Carolina
$11K +$910 +606 +10%
First Manhattan
45
First Manhattan
New York
$7K
Group One Trading
46
Group One Trading
Illinois
$5K +$4.86K +3,238 New
EWM
47
Edge Wealth Management
New York
$2K
NFG
48
Next Financial Group
Texas
$1K
HVCM
49
HG Vora Capital Management
New York
-$3.87M -2,600,000 Closed
TAM
50
Tocqueville Asset Management
New York
-$1.82M -1,223,600 Closed