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BALT

BALTIC TRADING LIMITED COMMON STOCK
BALT

Delisted

BALT was delisted on the 17th of July, 2015.

Name Holding Trade Value Shares
Change
Change in
Stake
RC
26
RBF Capital
California
$224K +$216K +60,411 New
Bank of New York Mellon
27
Bank of New York Mellon
New York
$178K +$172K +48,027 New
BCM
28
Bridgeway Capital Management
Texas
$159K +$153K +42,800 New
DCM
29
Dialectic Capital Management
Connecticut
$139K +$134K +37,372 New
Invesco
30
Invesco
Georgia
$138K +$133K +37,265 New
Northern Trust
31
Northern Trust
Illinois
$125K +$120K +33,655 New
T. Rowe Price Associates
32
T. Rowe Price Associates
Maryland
$124K +$119K +33,300 New
EEG
33
E.E. Geduld
$93K +$89.3K +25,000 New
Royal Bank of Canada
34
Royal Bank of Canada
Ontario, Canada
$83K +$79.3K +22,199 New
SKK
35
Shepherd Kaplan Krochuk
Massachusetts
$63K +$60.7K +17,000 New
Goldman Sachs
36
Goldman Sachs
New York
$53K +$51.3K +14,349 New
First Manhattan
37
First Manhattan
New York
$49K +$44.1K +12,350 New
ARTA
38
A.R.T. Advisors
New York
$43K +$42K +11,742 New
SCM
39
Schneider Capital Management
Pennsylvania
$37K +$35.7K +10,000 New
Wells Fargo
40
Wells Fargo
California
$30K +$28.9K +8,100 New
RFC
41
Russell Frank Company
Washington
$23K +$22.5K +6,297 New
BA
42
BlackRock Advisors
Delaware
$14K +$13.9K +3,881 New
AIG
43
American International Group
New York
$10.6K +$10.2K +2,844 New
NFA
44
Nationwide Fund Advisors
Ohio
$3K +$3.23K +904 New