|
26
|
Oppenheimer & Co
New York
|
$105K
|
+$20K
|
+18,400
|
+19%
|
|
|
27
|
Castle Creek Arbitrage
Avon,
Colorado
|
$98K
|
+$115K
|
+106,100
|
New
|
|
|
28
|
United Capital Financial Advisors
Irving,
Texas
|
$70K
|
-$34.5K
|
-31,680
|
-29%
|
|
|
29
|
Boothbay Fund Management
New York
|
$68K
|
+$80.4K
|
+73,870
|
New
|
|
|
30
|
|
$50K
|
+$6.09K
|
+5,600
|
+11%
|
|
|
31
|
UBS Group
Zurich,
Switzerland
|
$47K
|
-$58.3K
|
-53,609
|
-51%
|
|
|
32
|
Intellectus Partners
San Francisco,
California
|
$47K
|
–
|
–
|
–
|
|
|
33
|
Basso Capital Management
Stamford,
Connecticut
|
$46K
|
–
|
–
|
–
|
|
|
34
|
Equitec Specialists
Chicago,
Illinois
|
$42K
|
+$501
|
+460
|
+1%
|
|
|
35
|
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
$39K
|
+$8.16K
|
+7,500
|
+21%
|
|
|
36
|
Bank of New York Mellon
New York
|
$36K
|
+$12.3K
|
+11,300
|
+40%
|
|
|
37
|
Wilmington Savings Fund Society
Wilmington,
Delaware
|
$28K
|
–
|
–
|
–
|
|
|
38
|
Bank of America
Charlotte,
North Carolina
|
$18K
|
–
|
–
|
–
|
|
|
39
|
Wells Fargo
San Francisco,
California
|
$18K
|
–
|
–
|
–
|
|
|
40
|
Raymond James & Associates
St Petersburg,
Florida
|
$17K
|
–
|
–
|
–
|
|
|
41
|
Virtu KCG Holdings
New York
|
$12K
|
-$5.38K
|
-4,941
|
-27%
|
|
|
42
|
Creative Planning
Overland Park,
Kansas
|
$10K
|
+$1.09K
|
+1,000
|
+10%
|
|
|
43
|
Focused Wealth Management
Newburgh,
New York
|
$9K
|
–
|
–
|
–
|
|
|
44
|
Optimum Investment Advisors
Chicago,
Illinois
|
$9K
|
–
|
–
|
–
|
|
|
45
|
Ameriprise
Minneapolis,
Minnesota
|
$9K
|
+$10.9K
|
+10,000
|
New
|
|
|
46
|
Next Financial Group
Houston,
Texas
|
$1K
|
-$1.09K
|
-1,000
|
-50%
|
|
|
47
|
Sterling Capital Management
Charlotte,
North Carolina
|
–
|
-$96K
|
-100,000
|
Closed
|
|
|
48
|
First Foundation Advisors
Irvine,
California
|
–
|
-$10K
|
-10,000
|
Closed
|
|
|
49
|
Ionic Capital Management
New York
|
–
|
+$547
|
+503
|
New
|
|
