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Bank of America Series L

Name Holding Trade Value Shares
Change
Change in
Stake
NIMC
176
NWQ Investment Management Company
California
$22K
UCFA
177
United Capital Financial Advisors
Texas
$22K +$21.4K +15 New
AF
178
Allworth Financial
California
$19K +$18.6K +13 New
CB
179
CNB Bank
Pennsylvania
$18K
NFG
180
Next Financial Group
Texas
$15K -$14.3K -10 Closed
JWA
181
JFS Wealth Advisors
Pennsylvania
$15K
MCM
182
Manchester Capital Management
Vermont
$15K
ONST
183
Old North State Trust
North Carolina
$15K
MWP
184
MYCIO Wealth Partners
Pennsylvania
$15K +$14.3K +10 New
CCM
185
Cribstone Capital Management
Maine
$13K
SPIA
186
Steward Partners Investment Advisory
New York
$9K
FA
187
Fortis Advisors
Pennsylvania
$9K +$8.58K +6 New
RFA
188
Reilly Financial Advisors
California
$4K
WT
189
Whittier Trust
California
$4K
BFC
190
Bedel Financial Consulting
Indiana
$1K
GT
191
Glenmede Trust
Pennsylvania
$224
IRM
192
Income Research & Management
Massachusetts
-$3.69M -2,695 Closed
EIA
193
Edgemoor Investment Advisors
Maryland
-$3.45M -2,512 Closed
LCM
194
LDR Capital Management
New York
-$2.7M -1,962 Closed
Mariner
195
Mariner
Kansas
-$1.77M -1,289 Closed
CCB
196
Cutter & Co Brokerage
Missouri
-$1.63M -1,191 Closed
TFCM
197
Taylor Frigon Capital Management
Arizona
-$994K -725 Closed
AWA
198
Arete Wealth Advisors
Illinois
-$991K -722 Closed
CIBC World Market
199
CIBC World Market
Ontario, Canada
-$582K -424 Closed
LA
200
Legacy Advisors
Pennsylvania
-$96K -70 Closed