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Bank of America Series L

Name Holding Trade Value Shares
Change
Change in
Stake
PWSG
151
Pacific Wealth Strategies Group
California
$515K +$17.7K +15 +4%
SFS
152
Sowell Financial Services
Arkansas
$511K
WS
153
Wedbush Securities
California
$495K +$15.3K +13 +3%
CAC
154
Certified Advisory Corp
Florida
$485K -$51.9K -44 -10%
CPIG
155
Chicago Partners Investment Group
Illinois
$482K -$48.4K -41 -9%
IWC
156
Integrated Wealth Concepts
Massachusetts
$473K
OC
157
Oppenheimer & Co
New York
$467K -$4.53M -3,841 -91%
USCWA
158
U.S. Capital Wealth Advisors
Texas
$467K
CF
159
Centaurus Financial
California
$439K +$104K +88 +32%
SWA
160
Sax Wealth Advisors
New Jersey
$437K
IRM
161
Income Research & Management
Massachusetts
$431K +$419K +355 New
TWM
162
TCFG Wealth Management
California
$431K -$124K -105 -23%
OA
163
Oxbow Advisors
Texas
$411K -$33K -28 -8%
SCM
164
SCS Capital Management
Massachusetts
$394K
GGS
165
Galvin Gaustad & Stein
Arizona
$391K -$5.9K -5 -2%
IC
166
IEQ Capital
California
$383K
KFS
167
Kaizen Financial Strategies
California
$377K +$29.5K +25 +9%
CWM
168
Calamos Wealth Management
Illinois
$372K -$84.9K -72 -19%
Creative Planning
169
Creative Planning
Kansas
$365K +$142K +120 +66%
ICM
170
Islay Capital Management
Texas
$364K
WW
171
Westshore Wealth
California
$364K
GCIA
172
Gabelli & Co Investment Advisers
New York
$364K +$29.5K +25 +9%
WAM
173
Warberg Asset Management
Illinois
$364K +$354K +300 New
PNC Financial Services Group
174
PNC Financial Services Group
Pennsylvania
$363K
PI
175
PFG Investments
New York
$355K