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Bank of America Series L

Name Holding Trade Value Shares
Change
Change in
Stake
WC
126
Waterloo Capital
Texas
$778K -$132K -112 -15%
BAM
127
BOS Asset Management
Illinois
$768K
VFA
128
Valeo Financial Advisors
Indiana
$716K -$109M -92,380 -99%
FFA
129
First Foundation Advisors
California
$700K
SFA
130
Sequoia Financial Advisors
Ohio
$685K -$118K -100 -15%
TB
131
Terril Brothers
Missouri
$677K
PAG
132
Private Advisor Group
New Jersey
$673K +$105K +89 +19%
CMS
133
Capital Market Strategies
Florida
$665K -$162K -137 -20%
SIG
134
Stonegate Investment Group
Alabama
$647K
Cetera Investment Advisers
135
Cetera Investment Advisers
Illinois
$646K +$86.1K +73 +16%
RFA
136
Resurgent Financial Advisors
Georgia
$644K +$1.18K +1 +0.2%
NCM
137
Novare Capital Management
North Carolina
$636K -$624K -529 Closed
AAMC
138
Asset Allocation & Management Company
Illinois
$630K +$612K +519 New
Wealth Enhancement Advisory Services
139
Wealth Enhancement Advisory Services
Minnesota
$621K +$26K +22 +4%
TSS
140
Two Sigma Securities
New York
$613K +$596K +505 New
Carson Wealth (CWM LLC)
141
Carson Wealth (CWM LLC)
Nebraska
$607K +$573K +486 +3,240%
CAM
142
Cresset Asset Management
Illinois
$605K +$589K +499 New
EH
143
Equitable Holdings
New York
$599K +$111K +94 +24%
VAS
144
Vestmark Advisory Solutions
Massachusetts
$596K -$645K -547 -53%
WA
145
Wambolt & Associates
Colorado
$585K -$1.18K -1 -0.2%
NW
146
NewEdge Wealth
Pennsylvania
$579K -$41.3K -35 -7%
IAS
147
Insigneo Advisory Services
Florida
$553K
RBFC
148
Roman Butler Fullerton & Co
Missouri
$549K
Bank of Montreal
149
Bank of Montreal
Ontario, Canada
$523K +$84.9K +72 +20%
SG Americas Securities
150
SG Americas Securities
New York
$522K