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Alibaba

603 hedge funds and large institutions have $32.1B invested in Alibaba in 2015 Q3 according to their latest regulatory filings, with 66 funds opening new positions, 231 increasing their positions, 225 reducing their positions, and 153 closing their positions.

New
Increased
Maintained
Reduced
Closed

13% more call options, than puts

Call options by funds: $3.05B | Put options by funds: $2.71B

3% more repeat investments, than reductions

Existing positions increased: 231 | Existing positions reduced: 225

0.27% more ownership

Funds ownership: 21.66%21.93% (+0.27%)

13% less funds holding

Funds holding: 695603 (-92)

16% less funds holding in top 10

Funds holding in top 10: 6151 (-10)

28% less capital invested

Capital invested by funds: $44.4B → $32.1B (-$12.3B)

57% less first-time investments, than exits

New positions opened: 66 | Existing positions closed: 153

Holders
603
Holders Change
-92
Holders Change %
-13.24%
% of All Funds
16.83%
Holding in Top 10
51
Holding in Top 10 Change
-10
Holding in Top 10 Change %
-16.39%
% of All Funds
1.42%
New
66
Increased
231
Reduced
225
Closed
153
Calls
$3.05B
Puts
$2.71B
Net Calls
+$342M
Net Calls Change
+$713M
Name Holding Trade Value Shares
Change
Change in
Stake
William Blair Investment Management
51
William Blair Investment Management
Illinois
$122M +$150M +2,061,074 New
Fisher Asset Management
52
Fisher Asset Management
Washington
$119M +$52.3M +719,477 +55%
CS
53
Credit Suisse
Switzerland
$115M -$39.2M -538,486 -22%
N
54
Natixis
France
$111M +$6.93M +95,367 +5%
PCM
55
Prime Capital Management
Hong Kong
$111M +$44.3M +609,431 +48%
California Public Employees Retirement System
56
California Public Employees Retirement System
California
$106M +$61.5M +845,997 +89%
MICM
57
Matthews International Capital Management
California
$105M -$20.9M -287,100 -14%
BG
58
BlackRock Group
United Kingdom
$104M -$6.8M -93,455 -5%
Deutsche Bank
59
Deutsche Bank
Germany
$100M -$89.3M -1,228,196 -42%
Thrivent Financial for Lutherans
60
Thrivent Financial for Lutherans
Minnesota
$97.2M +$32.9M +452,965 +38%
Invesco
61
Invesco
Georgia
$95M -$35M -481,090 -23%
HAM
62
HHR Asset Management
New Jersey
$94.3M +$19.7M +270,600 +20%
PI
63
Putnam Investments
Massachusetts
$91.2M -$10.5M -144,380 -9%
Wells Fargo
64
Wells Fargo
California
$89M -$31.8M -438,005 -22%
MAM
65
Myriad Asset Management
Hong Kong
$88.6M +$75.7M +1,041,153 +226%
BIM
66
BlackRock Investment Management
Delaware
$86.7M -$86.6M -1,191,279 -45%
BCPEM
67
Bain Capital Public Equity Management
Massachusetts
$85.5M +$17.6M +241,580 +20%
State Street
68
State Street
Massachusetts
$84.4M +$58.3M +801,551 +127%
Hudson Bay Capital Management
69
Hudson Bay Capital Management
Connecticut
$84.3M +$28.4M +390,335 +38%
RFC
70
Russell Frank Company
Washington
$80.8M +$22.8M +313,677 +30%
Royal Bank of Canada
71
Royal Bank of Canada
Ontario, Canada
$77.5M +$17.4M +238,933 +22%
Neuberger Berman Group
72
Neuberger Berman Group
New York
$76M +$39M +536,309 +71%
Mirae Asset Global Investments
73
Mirae Asset Global Investments
South Korea
$73.3M -$63M -865,908 -41%
ICP
74
Indus Capital Partners
New York
$72.2M +$14.3M +196,156 +19%
FTCM
75
Fir Tree Capital Management
New York
$65M

BABA Hedge Fund Activity: Q3 2015 in Review

603 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Alibaba (BABA) for Q3 2015, worth a combined $32.1B — down 28% from $44.4B a quarter earlier.

Sellers outnumbered buyers: 153 funds closed out of BABA and 66 opened new positions — a net loss of 87 holders — while 225 trimmed existing stakes and 231 added.

The largest buyer was SG Americas Securities, adding an estimated $774M. The largest seller was T. Rowe Price Associates, cutting an estimated $754M.

  • 603 institutional investors held Alibaba (BABA) as of Q3 2015, down from 695 in Q2 2015.
  • Funds reported $32.1B of Alibaba stock for Q3 2015, down 28% quarter-over-quarter.
  • 66 funds opened new Alibaba positions in Q3 2015 and 153 closed out, a net change of -87 holders.
  • The largest Alibaba buyer in Q3 2015 was SG Americas Securities, an estimated $774M added.
  • The largest Alibaba seller in Q3 2015 was T. Rowe Price Associates, an estimated $754M sold.

Based on aggregated 13F filings for Q3 2015.