|
476
|
Nuveen
Charlotte,
North Carolina
|
–
|
-$321K
|
-20,083
|
Closed
|
|
|
477
|
Putnam Investments
Boston,
Massachusetts
|
–
|
-$316K
|
-19,737
|
Closed
|
|
|
478
|
Marathon Trading Investment Management
Radnor,
Pennsylvania
|
–
|
-$271K
|
-16,957
|
Closed
|
|
|
479
|
Level Four Advisory Services
Dallas,
Texas
|
–
|
-$236K
|
-14,756
|
Closed
|
|
|
480
|
Choreo LLC
Rockford,
Illinois
|
–
|
-$181K
|
-11,321
|
Closed
|
|
|
481
|
IPG Investment Advisors
San Diego,
California
|
–
|
-$177K
|
-11,069
|
Closed
|
|
|
482
|
Transform Wealth
Greenwood Village,
Colorado
|
–
|
-$163K
|
-10,170
|
Closed
|
|
|
483
|
Fore Research & Management
New York
|
–
|
-$159K
|
-10,000
|
Closed
|
|
|
484
|
Ionic Capital Management
New York
|
–
|
-$164K
|
-8,900
|
Closed
|
|
|
485
|
Nomura Asset Management
Tokyo,
Japan
|
–
|
-$118K
|
-7,200
|
Closed
|
|
|
486
|
FineMark National Bank & Trust
Fort Myers,
Florida
|
–
|
-$45K
|
-2,809
|
Closed
|
|
|
487
|
Dubuque Bank & Trust
Dubuque,
Iowa
|
–
|
-$18K
|
-1,100
|
Closed
|
|
|
488
|
Sowell Financial Services
North Little Rock,
Arkansas
|
–
|
-$15K
|
-789
|
Closed
|
|
|
489
|
Ancora Advisors
Cleveland,
Ohio
|
–
|
-$11K
|
-700
|
Closed
|
|
|
490
|
Baldwin Wealth Partners
Marion,
Massachusetts
|
–
|
-$10K
|
-599
|
Closed
|
|
|
491
|
Pinkerton Retirement Specialists
Coeur D Alene,
Idaho
|
–
|
-$9K
|
-556
|
Closed
|
|
|
492
|
Perigon Wealth Management
San Francisco,
California
|
–
|
-$7K
|
-409
|
Closed
|
|
|
493
|
Howe & Rusling
Rochester,
New York
|
–
|
-$6K
|
-400
|
Closed
|
|
|
494
|
TCI Wealth Advisors
Tucson,
Arizona
|
–
|
-$5K
|
-300
|
Closed
|
|
|
495
|
Israel Discount Bank of New York
New York
|
–
|
-$4K
|
-241
|
Closed
|
|
|
496
|
Thompson Davis & Co
Richmond,
Virginia
|
–
|
-$3K
|
-200
|
Closed
|
|
|
497
|
Transamerica Financial Advisors
St. Petersburg,
Florida
|
–
|
-$3K
|
-176
|
Closed
|
|
|
498
|
Joel Isaacson & Co
New York
|
–
|
-$3K
|
-172
|
Closed
|
|
|
499
|
Raffa Wealth Management
Washington,
District of Columbia
|
–
|
-$463
|
-29
|
Closed
|
|
