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Name Holding Trade Value Shares
Change 		Change in
Stake
IMS
476
Index Management Solutions
Pennsylvania
$67K +$38.3K +56 +127%
EWM
477
Endurance Wealth Management
Rhode Island
$67K +$68.5K +100 New
CF
478
CenterStar Fund
Illinois
$66K – – –
ASN
479
Advisory Services Network
Georgia
$65K -$2.05K -3 -3%
CTC
480
Central Trust Company
Missouri
$57K – – –
RIA
481
Regal Investment Advisors
Michigan
$57K +$5.48K +8 +10%
CCS
482
Crosspoint Capital Strategies
California
$41K – – –
MUS
483
Mitsubishi UFJ Securities
Japan
$40K -$13.7K -20 -25%
RWM
484
Raffa Wealth Management
District of Columbia
$33.3K – – –
GWS
485
Glassman Wealth Services
Virginia
$33K – – –
NCM
486
Nelson Capital Management
California
$33K – – –
AP
487
Advisors Preferred
Maryland
$33K +$24.6K +36 +277%
ED
488
Exane Derivatives
France
$31.3K -$2.74K -4 -8%
VIA
489
Vident Investment Advisory
Georgia
$31K +$31.5K +46 New
GAM
490
Gemmer Asset Management
California
$21K – – –
CHC
491
City Holding Co
West Virginia
$17K – – –
TFO
492
Tarbox Family Office
California
$17K +$1.37K +2 +9%
EDRH
493
Edmond de Rothschild Holding
Switzerland
$17K +$17.8K +26 New
EDRS
494
Edmond de Rothschild (Suisse)
Switzerland
$17K +$17.8K +26 New
JFGIW
495
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$16K – – –
EFSCE
496
Enterprise Financial Services Corp (EFSC)
Missouri
$15K -$3.42K -5 -19%
CGT
497
Capital Guardian Trust
California
$15K – – –
MWP
498
MYCIO Wealth Partners
Pennsylvania
$15K – – –
TWA
499
TCI Wealth Advisors
Arizona
$15K – – –
S
500
SignatureFD
Georgia
$15K +$6.84K +10 +83%
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