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AstraZeneca
AZN

Name Holding Trade Value Shares
Change 		Change in
Stake
HF
1226
HRT Financial
New York
– -$15.5M -99,665 Closed
CF
1227
Cantor Fitzgerald
New York
– -$11.5M -74,113 Closed
VC
1228
Vestor Capital
Illinois
– -$9.01M -57,819 Closed
APM
1229
Advanced Portfolio Management
New York
– -$5.06M -32,500 Closed
ACM
1230
Aquatic Capital Management
Illinois
– -$4.93M -31,657 Closed
CPC
1231
Consolidated Planning Corp
Georgia
– -$4.69M -30,094 Closed
BFM
1232
Boothbay Fund Management
New York
– -$4.42M -28,392 Closed
SGI
1233
Summit Global Investments
Utah
– -$4.2M -26,946 Closed
PAM
1234
Pinpoint Asset Management
Hong Kong
– -$3.97M -25,487 Closed
Prudential Financial
1235
Prudential Financial
New Jersey
– -$3.71M -23,831 Closed
Artisan Partners
1236
Artisan Partners
Wisconsin
– -$3.52M -22,606 Closed
CIS
1237
Capital International Sarl
California
– -$3.48M -22,304 Closed
CI
1238
Capital International
California
– -$3.06M -19,620 Closed
YIH
1239
Y-Intercept (HK)
Hong Kong
– -$3.01M -19,344 Closed
FC
1240
FORA Capital
Florida
– -$2.58M -16,557 Closed
FTDI
1241
First Trust Direct Indexing
Massachusetts
– -$2.58M -16,530 Closed
IA
1242
Icon Advisers
Colorado
– -$2.34M -15,000 Closed
EI
1243
EDMP Inc
Florida
– -$1.59M -10,070 Closed
GAG
1244
Goodman Advisory Group
Massachusetts
– -$1.5M -9,601 Closed
UFF
1245
USA Financial Formulas
Michigan
– -$1.29M -8,277 Closed
UM
1246
UniSuper Management
Australia
– -$1.29M -8,249 Closed
AAIS
1247
ABN AMRO Investment Solutions
– -$1.08M -6,941 Closed
VI
1248
Vestcor Inc
New Brunswick, Canada
– -$1.02M -6,550 Closed
ARG
1249
Advisory Resource Group
Oklahoma
– -$946K -6,072 Closed
FFM
1250
Forum Financial Management
Illinois
– -$886K -5,687 Closed
48 49
50
51 52