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Axalta
AXTA

Name Holding Trade Value Shares
Change 		Change in
Stake
JP
351
Jana Partners
New York
– -$22M -760,570 Closed
Thrivent Financial for Lutherans
352
Thrivent Financial for Lutherans
Minnesota
– -$13.2M -456,505 Closed
Credit Agricole
353
Credit Agricole
France
– -$13M -450,300 Closed
Victory Capital Management
354
Victory Capital Management
Texas
– -$12.6M -434,850 Closed
ECAU
355
Everett Capital Advisors (UK)
United Kingdom
– -$11.8M -408,000 Closed
OCP
356
Oakcliff Capital Partners
New York
– -$9.37M -324,049 Closed
OAM
357
Oxford Asset Management
United Kingdom
– -$6.96M -240,506 Closed
ICM
358
Ionic Capital Management
New York
– -$6.7M -231,609 Closed
UONDDL
359
University of Notre Dame du Lac
Indiana
– -$4.74M -163,822 Closed
Canada Pension Plan Investment Board
360
Canada Pension Plan Investment Board
Ontario, Canada
– -$3.04M -105,000 Closed
CC
361
Cipher Capital
New York
– -$2.63M -90,986 Closed
EGM
362
Engineers Gate Manager
New York
– -$1.7M -58,723 Closed
First Trust Advisors
363
First Trust Advisors
Illinois
– -$1.48M -51,057 Closed
SCM
364
Stevens Capital Management
Pennsylvania
– -$1.03M -35,733 Closed
QT
365
Quantbot Technologies
New York
– -$886K -30,659 Closed
Verition Fund Management
366
Verition Fund Management
Connecticut
– -$819K -28,333 Closed
MLIM
367
Mountain Lake Investment Management
Florida
– -$723K -25,000 Closed
AP
368
AHL Partners
United Kingdom
– -$656K -22,668 Closed
HPCM
369
High Pointe Capital Management
Illinois
– -$568K -19,650 Closed
SEC
370
Seven Eight Capital
New York
– -$544K -18,827 Closed
IR
371
Invictus RG
Bermuda
– -$509K -17,585 Closed
KPF
372
K2 Principal Fund
Ontario, Canada
– -$471K -16,300 Closed
NIT
373
NumerixS Investment Technologies
British Columbia, Canada
– -$442K -15,300 Closed
PP
374
Paloma Partners
Connecticut
– -$430K -14,861 Closed
CG
375
Clinton Group
New York
– -$403K -13,923 Closed
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15
16