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Axalta
AXTA

Name Holding Trade Value Shares
Change 		Change in
Stake
EMG
326
Ellington Management Group
Connecticut
– -$386K -12,000 Closed
PP
327
Paloma Partners
Connecticut
– -$354K -11,000 Closed
CCA
328
Catalyst Capital Advisors
New York
– -$323K -10,021 Closed
BC
329
Brinker Capital
Pennsylvania
– -$316K -9,803 Closed
SAM
330
Symphony Asset Management
California
– -$254K -7,888 Closed
AIM
331
Anchor Investment Management
South Carolina
– -$245K -7,600 Closed
FPF
332
FNY Partners Fund
New York
– -$234K -7,290 Closed
QC
333
QCM Cayman
Texas
– -$228K -7,094 Closed
MIC
334
MU Investments Company
Japan
– -$64K -2,000 Closed
DAM
335
Delta Asset Management
Tennessee
– -$12K -375 Closed
MAM
336
Meeder Asset Management
Ohio
– -$6K -190 Closed
TRCT
337
Tower Research Capital (TRC)
New York
– -$4K -132 Closed
PA
338
Parallel Advisors
California
– -$1.05K -33 -80%
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14