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American Express
AXP

Name Holding Trade Value Shares
Change 		Change in
Stake
WRM
1151
Westport Resources Management
Connecticut
$15K – – –
AWMS
1152
Advocacy Wealth Management Services
Georgia
$15K +$14.4K +247 New
SGAM
1153
Smith Group Asset Management
Texas
$14K -$426K -7,330 -97%
FWM
1154
Focused Wealth Management
New York
$14K -$25.2K -434 -65%
TIM
1155
Tortoise Investment Management
New York
$14K – – –
NC
1156
NewSquare Capital
Pennsylvania
$14K +$9.71K +167 +304%
BKA
1157
Brick & Kyle Associates
Pennsylvania
$13K – – –
CFA
1158
CT Financial Advisors
Pennsylvania
$12.3K – – –
KCP
1159
KDI Capital Partners
North Carolina
$12K -$605K -10,400 -98%
MMG
1160
Monetary Management Group
Missouri
$12K -$46.5K -800 -80%
CPA
1161
Cowen Prime Advisors
New York
$12K -$1.75K -30 -13%
HI
1162
Hudock Inc
Pennsylvania
$12K – – –
ICOM
1163
Investment Counselors of Maryland
Maryland
$12K – – –
RWG
1164
Regal Wealth Group
California
$12K – – –
IR
1165
Invictus RG
Bermuda
$12K +$11.2K +193 New
GXMC
1166
Global X Management Company
New York
$11K -$22K -378 -67%
TSU
1167
TD Securities (USA)
New York
$11K -$175 -3 -2%
JFA
1168
JNBA Financial Advisors
Minnesota
$11K – – –
LWM
1169
LBA Wealth Management
Florida
$11K – – –
BG
1170
Bollard Group
Massachusetts
$10K – – –
PCTC
1171
Perkins Coie Trust Company
Washington
$10K – – –
DLHL
1172
Donald L. Hagan LLC
Florida
$10K +$9.6K +165 New
DPA
1173
Delphi Private Advisors
California
$9K -$698 -12 -8%
FPB
1174
First PREMIER Bank
South Dakota
$9K – – –
AC
1175
Alexandria Capital
Virginia
$8K – – –
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