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Broadcom
AVGO

Name Holding Trade Value Shares
Change 		Change in
Stake
PFA
1426
Pathway Financial Advisors
Vermont
– -$204K -6,620 Closed
HPWM
1427
Highland Private Wealth Management
Washington
– -$209K -6,610 Closed
NCM
1428
Noesis Capital Mangement
Florida
– -$208K -6,570 Closed
LRIA
1429
Leonard Rickey Investment Advisors
Washington
– -$207K -6,540 Closed
GKWIM
1430
Gerber Kawasaki Wealth & Investment Management
California
– -$205K -6,500 Closed
PV
1431
Private Vista
Illinois
– -$204K -6,440 Closed
HFG
1432
Heron Financial Group
New York
– -$206K -6,420 Closed
HHGA
1433
Halbert Hargrove Global Advisors
California
– -$202K -6,390 Closed
GAM
1434
Grandview Asset Management
Pennsylvania
– -$200K -6,200 Closed
FA
1435
Fortis Advisors
Pennsylvania
– -$169K -6,000 Closed
FPS
1436
Fieldpoint Private Securities
Connecticut
– -$179K -5,680 Closed
FIB
1437
First Interstate Bank
Montana
– -$177K -5,590 Closed
SIC
1438
Samalin Investment Counsel
New York
– -$171K -5,440 Closed
LPIC
1439
LeJeune Puetz Investment Counsel
Michigan
– -$143K -4,520 Closed
RIA
1440
Realta Investment Advisors
Delaware
– -$139K -4,380 Closed
AP
1441
Americana Partners
Texas
– -$138K -4,370 Closed
MUS
1442
Mitsubishi UFJ Securities
Japan
– -$98K -3,100 Closed
CCA
1443
Catalyst Capital Advisors
New York
– -$95K -3,000 Closed
TC
1444
TownSquare Capital
Utah
– -$61K -1,950 Closed
TCWM
1445
Total Clarity Wealth Management
Illinois
– -$39K -1,240 Closed
GCM
1446
Gladius Capital Management
Illinois
– -$38K -1,200 Closed
POIA
1447
Pin Oak Investment Advisors
Texas
– -$33K -1,050 Closed
MAM
1448
Marquette Asset Management
Minnesota
– -$32K -1,000 Closed
PCA
1449
Peddock Capital Advisors
Massachusetts
– -$32K -1,000 Closed
GDP
1450
Great Diamond Partners
Maine
– -$27K -870 Closed
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