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Broadcom
AVGO

Name Holding Trade Value Shares
Change 		Change in
Stake
FQ
1101
First Quadrant
California
– -$320K -13,580 Closed
GAMA
1102
Graticule Asia Macro Advisors
New York
– -$283K -12,000 Closed
VAM
1103
Visionary Asset Management
Texas
– -$280K -11,810 Closed
PAS
1104
Park Avenue Securities
New York
– -$264K -11,600 Closed
WPP
1105
Whalerock Point Partners
Rhode Island
– -$271K -11,500 Closed
NFG
1106
Next Financial Group
Texas
– -$267K -11,330 Closed
FWM
1107
Frontier Wealth Management
Missouri
– -$233K -9,870 Closed
CG
1108
Caprock Group
Idaho
– -$221K -9,370 Closed
IWA
1109
Intercontinental Wealth Advisors
Texas
– -$211K -8,960 Closed
SC
1110
Savant Capital
Illinois
– -$211K -8,940 Closed
CWM
1111
Chesapeake Wealth Management
Virginia
– -$209K -8,890 Closed
CWM
1112
Circle Wealth Management
New Jersey
– -$207K -8,780 Closed
DCM
1113
Donaldson Capital Management
Indiana
– -$203K -8,630 Closed
HCM
1114
Highlander Capital Management
New Jersey
– -$196K -8,500 Closed
IIC
1115
Integrated Investment Consultants
Michigan
– -$198K -8,420 Closed
WB
1116
Webster Bank
Connecticut
– -$198K -8,410 Closed
PGA
1117
Premia Global Advisors
Florida
– -$181K -7,710 Closed
IBOK
1118
Independence Bank of Kentucky
Kentucky
– -$180K -7,640 Closed
C
1119
Cerebellum
California
– -$177K -7,490 Closed
AIP
1120
Almanack Investment Partners
Pennsylvania
– -$170K -7,230 Closed
EF
1121
Empirical Finance
Pennsylvania
– -$204K -6,770 Closed
CIP
1122
Convergence Investment Partners
Florida
– -$153K -6,500 Closed
HFM
1123
Harvest Fund Management
China
– -$152K -6,460 Closed
PHK
1124
Point72 Hong Kong
Hong Kong
– -$143K -6,070 Closed
AP
1125
Advisors Preferred
Maryland
– -$142K -6,010 Closed
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45
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