|
1101
|
NWAM LLC
Mercer Island,
Washington
|
–
|
-$320K
|
-12,450
|
Closed
|
|
|
1102
|
RegentAtlantic Capital
Morristown,
New Jersey
|
–
|
-$320K
|
-12,450
|
Closed
|
|
|
1103
|
AJO LP
Philadelphia,
Pennsylvania
|
–
|
-$308K
|
-11,980
|
Closed
|
|
|
1104
|
Ninepoint Partners
Toronto,
Ontario, Canada
|
–
|
-$303K
|
-11,800
|
Closed
|
|
|
1105
|
Verition Fund Management
Greenwich,
Connecticut
|
–
|
-$276K
|
-10,750
|
Closed
|
|
|
1106
|
Voya Financial Advisors
Windsor,
Connecticut
|
–
|
-$279K
|
-10,710
|
Closed
|
|
|
1107
|
Alpine Global Management
New York
|
–
|
-$274K
|
-10,660
|
Closed
|
|
|
1108
|
Kovack Advisors
Ft. Lauderdale,
Florida
|
–
|
-$219K
|
-10,180
|
Closed
|
|
|
1109
|
Bach Option
Wanchai,
Hong Kong
|
–
|
-$259K
|
-10,090
|
Closed
|
|
|
1110
|
IFC Holdings
Tampa,
Florida
|
–
|
-$258K
|
-10,050
|
Closed
|
|
|
1111
|
Harvest Management
New York
|
–
|
-$257K
|
-10,000
|
Closed
|
|
|
1112
|
Kovitz Investment Group Partners
Chicago,
Illinois
|
–
|
-$257
|
-10,000
|
Closed
|
|
|
1113
|
BFSG LLC
Irvine,
California
|
–
|
-$252K
|
-9,810
|
Closed
|
|
|
1114
|
Bragg Financial Advisors
Charlotte,
North Carolina
|
–
|
-$243K
|
-9,450
|
Closed
|
|
|
1115
|
Cedar Capital
Barrington,
Illinois
|
–
|
-$236K
|
-9,180
|
Closed
|
|
|
1116
|
Invictus RG
Hamilton,
Bermuda
|
–
|
-$230K
|
-8,940
|
Closed
|
|
|
1117
|
Brighton Jones LLC
Seattle,
Washington
|
–
|
-$228K
|
-8,880
|
Closed
|
|
|
1118
|
Squar Milner Financial Services
Irvine,
California
|
–
|
-$216K
|
-8,810
|
Closed
|
|
|
1119
|
Courier Capital
Buffalo,
New York
|
–
|
-$218K
|
-8,500
|
Closed
|
|
|
1120
|
First Midwest Bank Trust Division
Joliet,
Illinois
|
–
|
-$214K
|
-8,320
|
Closed
|
|
|
1121
|
Altman Advisors
Chicago,
Illinois
|
–
|
-$213K
|
-8,300
|
Closed
|
|
|
1122
|
Johnson Financial Group LLC (Colorado)
Denver,
Colorado
|
–
|
-$209K
|
-8,150
|
Closed
|
|
|
1123
|
Ausdal Financial Partners
Davenport,
Iowa
|
–
|
-$209K
|
-8,130
|
Closed
|
|
|
1124
|
Nuveen Fund Advisors
Chicago,
Illinois
|
–
|
-$207K
|
-8,060
|
Closed
|
|
|
1125
|
Neville Rodie & Shaw
New York
|
–
|
-$206K
|
-8,000
|
Closed
|
|
