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AVGO

Name Holding Trade Value Shares
Change 		Change in
Stake
WSCM
976
Wellington Shields Capital Management
New York
$357K – – –
AFP
977
Ausdal Financial Partners
Iowa
$356K +$9.91K +340 +3%
CBT
978
Central Bank & Trust
Kentucky
$355K -$258K -8,840 -42%
CBFP
979
Cedar Brook Financial Partners
Ohio
$351K +$5.54K +190 +2%
BSPF
980
British Steel Pension Fund
United Kingdom
$350K -$388K -13,310 -52%
NL
981
NVWM LLC
Pennsylvania
$350K +$86K +2,950 +32%
FCM
982
Fairbanks Capital Management
California
$350K +$354K +12,160 New
SIC
983
Sigma Investment Counselors
Michigan
$345K +$4.37K +150 +1%
ESB
984
Essex Savings Bank
Connecticut
$345K +$228K +7,840 +189%
FAN
985
Financial Advisors Network
California
$343K +$19.2K +660 +5%
DAS
986
Dynamic Advisor Solutions
Arizona
$341K +$345K +11,830 New
GAAM
987
Guinness Atkinson Asset Management
California
$340K +$67K +2,300 +24%
PAS
988
Park Avenue Securities
New York
$339K +$95K +3,260 +38%
RG
989
Rathbones Group
United Kingdom
$334K +$3.5K +120 +1%
SMFG
990
Sumitomo Mitsui Financial Group
Japan
$331K -$144K -4,930 -30%
CAMG
991
CWA Asset Management Group
Florida
$331K – – –
LA
992
LVW Advisors
New York
$330K +$334K +11,460 New
GLI
993
Guardian Life Insurance
New York
$329K – – –
EWF
994
Epstein & White Financial
California
$328K +$132K +4,530 +63%
DI
995
DFPG Investments
Utah
$325K +$68.8K +2,360 +25%
SG
996
StoneX Group
New York
$324K -$15.2K -520 -4%
SAM
997
Silvercrest Asset Management
New York
$324K +$14.3K +490 +5%
TRCT
998
Tower Research Capital (TRC)
New York
$323K -$1.12M -38,270 -77%
PCG
999
Private Capital Group
Connecticut
$319K +$126K +4,330 +49%
WSC
1000
Wellington Shields & Co
New York
$317K -$58.3K -2,000 -15%
38 39
40
41 42