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Broadcom
AVGO

Name Holding Trade Value Shares
Change 		Change in
Stake
PAIA
526
Park Avenue Institutional Advisers
New York
$230K +$227K +17,310 New
SI
527
Stephens Inc
Arkansas
$230K +$227K +17,310 New
DIA
528
Dana Investment Advisors
Wisconsin
$227K +$2.75K +210 +1%
BC
529
Banced Corp
Illinois
$220K +$217K +16,530 New
FNB
530
First Niagara Bank
New York
$218K +$3.01K +230 +1%
CBU
531
CIBC Bank USA
Illinois
$216K – – –
GVT
532
Genesee Valley Trust
New York
$213K +$210K +15,990 New
RCM
533
Rotella Capital Management
Washington
$213K +$210K +16,000 New
AP
534
Advisor Partners
California
$210K +$213K +16,290 New
CCS
535
Crosspoint Capital Strategies
California
$201K -$3.61M -275,610 -95%
GCC
536
Guardian Capital (Canada)
Ontario, Canada
$201K -$41.7K -3,180 -17%
TRCT
537
Tower Research Capital (TRC)
New York
$181K +$179K +13,630 New
AIM
538
Assured Investment Management
New York
$176K +$173K +13,230 New
GLI
539
Guardian Life Insurance
New York
$149K – – –
TDC
540
Thompson Davis & Co
Virginia
$143K +$126K +9,600 +835%
MUS
541
Mitsubishi UFJ Securities
Japan
$140K +$11.8K +900 +9%
ED
542
Exane Derivatives
France
$138K -$22.1M -1,690,110 -99%
CWM
543
Catamount Wealth Management
Connecticut
$133K +$131K +10,000 New
BBHC
544
Brown Brothers Harriman & Co
New York
$123K – – –
NFG
545
Next Financial Group
Texas
$123K – – –
ACS
546
Archford Capital Strategies
Illinois
$115K – – –
JWM
547
Jacobus Wealth Management
Wisconsin
$105K – – –
SAMC
548
Shinko Asset Management Company
Japan
$104K – – –
WT
549
Whittier Trust
California
$96K +$43.9K +3,350 +86%
FNBT
550
FineMark National Bank & Trust
Florida
$94K +$15.6K +1,190 +20%
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