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Broadcom
AVGO

Name Holding Trade Value Shares
Change 		Change in
Stake
RCMF
3101
RK Capital Management (Florida)
Florida
– -$3.13M -28,000 Closed
BAM
3102
BOCHK Asset Management
Hong Kong
– -$2.68M -24,000 Closed
UFF
3103
USA Financial Formulas
Michigan
– -$2.48M -22,250 Closed
EGM
3104
Engineers Gate Manager
New York
– -$2.34M -21,000 Closed
SPPAM
3105
Summit Partners Public Asset Management
Massachusetts
– -$2.23M -20,000 Closed
EFH
3106
Eaton Financial Holdings
Florida
– -$1.66M -14,860 Closed
EA
3107
Ellsworth Advisors
Ohio
– -$1.5M -13,420 Closed
SA
3108
Strategic Advisors
New York
– -$1.48M -13,300 Closed
EC
3109
Elequin Capital
New York
– -$1.45M -13,000 Closed
PCIG
3110
Partners Capital Investment Group
Massachusetts
– -$1.26M -11,320 Closed
NAG
3111
Northstar Advisory Group
New Jersey
– -$1.12M -10,070 Closed
KOC
3112
Koss-Olinger Consulting
Florida
– -$1.09M -9,810 Closed
ET
3113
Entropy Technologies
New York
– -$962K -8,620 Closed
GWS
3114
Glassman Wealth Services
Virginia
– -$948K -8,490 Closed
KI
3115
Kapitalo Investimentos
Brazil
– -$910K -8,150 Closed
BAM
3116
Blueshift Asset Management
New Jersey
– -$796K -7,130 Closed
PSC
3117
Portman Square Capital
United Kingdom
– -$670K -6,000 Closed
M1FG
3118
Mach-1 Financial Group
Arkansas
– -$668K -5,980 Closed
LCWP
3119
Legacy Capital Wealth Partners
Arkansas
– -$657K -5,890 Closed
NCM
3120
Noesis Capital Mangement
Florida
– -$654K -5,860 Closed
CCIA
3121
Campbell & Co Investment Adviser
Maryland
– -$644K -5,770 Closed
KJHP
3122
K.J. Harrison & Partners
Ontario, Canada
– -$558K -5,000 Closed
DVF
3123
Discovery Value Fund
Singapore
– -$525K -4,700 Closed
JGC
3124
J. Goldman & Co
New York
– -$501K -4,490 Closed
GFP
3125
Guardian Financial Partners
California
– -$497K -4,450 Closed
123 124
125
126 127