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Broadcom
AVGO

Name Holding Trade Value Shares
Change 		Change in
Stake
CMTU
3101
Capital Markets Trading (UK)
United Kingdom
– -$3.56M -28,750 Closed
RCMF
3102
RK Capital Management (Florida)
Florida
– -$3.13M -28,000 Closed
BAM
3103
BOCHK Asset Management
Hong Kong
– -$2.68M -24,000 Closed
UFF
3104
USA Financial Formulas
Michigan
– -$2.48M -22,250 Closed
EGM
3105
Engineers Gate Manager
New York
– -$2.34M -21,000 Closed
SPPAM
3106
Summit Partners Public Asset Management
Massachusetts
– -$2.23M -20,000 Closed
EFH
3107
Eaton Financial Holdings
Florida
– -$1.66M -14,860 Closed
EA
3108
Ellsworth Advisors
Ohio
– -$1.5M -13,420 Closed
SA
3109
Strategic Advisors
New York
– -$1.48M -13,300 Closed
EC
3110
Elequin Capital
New York
– -$1.45M -13,000 Closed
PCIG
3111
Partners Capital Investment Group
Massachusetts
– -$1.26M -11,320 Closed
NAG
3112
Northstar Advisory Group
New Jersey
– -$1.12M -10,070 Closed
KOC
3113
Koss-Olinger Consulting
Florida
– -$1.09M -9,810 Closed
ET
3114
Entropy Technologies
New York
– -$962K -8,620 Closed
GWS
3115
Glassman Wealth Services
Virginia
– -$948K -8,490 Closed
KI
3116
Kapitalo Investimentos
Brazil
– -$910K -8,150 Closed
BAM
3117
Blueshift Asset Management
New Jersey
– -$796K -7,130 Closed
PSC
3118
Portman Square Capital
United Kingdom
– -$670K -6,000 Closed
M1FG
3119
Mach-1 Financial Group
Arkansas
– -$668K -5,980 Closed
LCWP
3120
Legacy Capital Wealth Partners
Arkansas
– -$657K -5,890 Closed
NCM
3121
Noesis Capital Mangement
Florida
– -$654K -5,860 Closed
CCIA
3122
Campbell & Co Investment Adviser
Maryland
– -$644K -5,770 Closed
KJHP
3123
K.J. Harrison & Partners
Ontario, Canada
– -$558K -5,000 Closed
DVF
3124
Discovery Value Fund
Singapore
– -$525K -4,700 Closed
JGC
3125
J. Goldman & Co
New York
– -$501K -4,490 Closed
123 124
125
126 127