|
1401
|
Centaurus Financial
Anaheim,
California
|
–
|
-$218K
|
-2,546
|
Closed
|
|
|
1402
|
Bellecapital
Zurich,
Switzerland
|
–
|
-$211K
|
-2,460
|
Closed
|
|
|
1403
|
First National Trust
Hermitage,
Pennsylvania
|
–
|
-$210K
|
-2,459
|
Closed
|
|
|
1404
|
Texas Yale Capital Corp
St. Petersburg,
Florida
|
–
|
-$210K
|
-2,449
|
Closed
|
|
|
1405
|
Capital Investment Advisors
Atlanta,
Georgia
|
–
|
-$206K
|
-2,411
|
Closed
|
|
|
1406
|
Wealthcare Advisory Partners
West Chester,
Pennsylvania
|
–
|
-$204K
|
-2,387
|
Closed
|
|
|
1407
|
Klingenstein Fields & Co
New York
|
–
|
-$202K
|
-2,364
|
Closed
|
|
|
1408
|
Riverview Capital Advisers
Boston,
Massachusetts
|
–
|
-$201K
|
-2,350
|
Closed
|
|
|
1409
|
Wellington Shields Capital Management
New York
|
–
|
-$180K
|
-2,100
|
Closed
|
|
|
1410
|
New Hampshire Trust
Concord,
New Hampshire
|
–
|
-$126K
|
-1,475
|
Closed
|
|
|
1411
|
Virtus Investment Advisers
Hartford,
Connecticut
|
–
|
-$109K
|
-1,278
|
Closed
|
|
|
1412
|
PineBridge Investments
New York
|
–
|
-$97.7K
|
-1,142
|
Closed
|
|
|
1413
|
TCI Wealth Advisors
Tucson,
Arizona
|
–
|
-$93.4K
|
-1,091
|
Closed
|
|
|
1414
|
Ameritas Advisory Services
Lincoln,
Nebraska
|
–
|
-$38.4K
|
-447
|
Closed
|
|
|
1415
|
Wellington Shields & Co
New York
|
–
|
-$21.5K
|
-251
|
Closed
|
|
|
1416
|
Cambridge Trust
Cambridge,
Massachusetts
|
–
|
-$19.7K
|
-230
|
Closed
|
|
|
1417
|
Fortis Advisors
Wayne,
Pennsylvania
|
–
|
-$17.1K
|
-200
|
Closed
|
|
|
1418
|
Accel Wealth Management
Waverly,
Iowa
|
–
|
-$8.56K
|
-100
|
Closed
|
|
|
1419
|
Fortis Capital Advisors
Prairie Village,
Kansas
|
–
|
-$7.7K
|
-90
|
Closed
|
|
|
1420
|
Robbins Farley
Bedford,
New Hampshire
|
–
|
-$6.68K
|
-78
|
Closed
|
|
|
1421
|
Ten Capital Wealth Advisors
Spokane,
Washington
|
–
|
-$5.56K
|
-65
|
Closed
|
|
|
1422
|
Old North State Trust
Greensboro,
North Carolina
|
–
|
-$4K
|
-44
|
Closed
|
|
|
1423
|
Schubert & Co
Mckinney,
Texas
|
–
|
-$2.14K
|
-25
|
Closed
|
|
|
1424
|
Steward Financial Group
Colleyville,
Texas
|
–
|
-$1K
|
-22
|
Closed
|
|
|
1425
|
BOK Financial Private Wealth
Denver,
Colorado
|
–
|
-$1.63K
|
-19
|
Closed
|
|