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ASE Group

Name Holding Trade Value Shares
Change
Change in
Stake
PP
201
Paloma Partners
Connecticut
– -$570K -80,326 Closed
SAM
202
Sabadell Asset Management
Spain
– -$376K -54,290 Closed
FCH
203
Freestone Capital Holdings
Washington
– -$344K -48,583 Closed
Mariner
204
Mariner
Kansas
– -$259K -36,579 Closed
OCM
205
Ovata Capital Management
Hong Kong
– -$248K -34,293 Closed
IUHSA
206
Itau Unibanco Holding S.A.
Brazil
– -$3.52M -34,000 Closed
BC
207
Bridgefront Capital
Texas
– -$224K -31,535 Closed
FRM
208
Fox Run Management
Connecticut
– -$214K -30,133 Closed
CA
209
Cetera Advisors
Colorado
– -$193K -27,163 Closed
VF
210
Virtu Financial
New York
– -$173K -24,395 Closed
Creative Planning
211
Creative Planning
Kansas
– -$155K -21,861 Closed
WA
212
Wealth Alliance
New York
– -$150K -21,122 Closed
CHP
213
Cable Hill Partners
Oregon
– -$133K -18,749 Closed
Commonwealth Equity Services
214
Commonwealth Equity Services
Massachusetts
– -$116K -16,491 Closed
TSS
215
Two Sigma Securities
New York
– -$97K -13,714 Closed
AG
216
Ascent Group
Virginia
– -$94K -13,278 Closed
TI
217
Trexquant Investment
Connecticut
– -$85K -11,922 Closed
IC
218
IEQ Capital
California
– -$81K -11,430 Closed
Mitsubishi UFJ Trust & Banking
219
Mitsubishi UFJ Trust & Banking
Japan
– -$76K -10,711 Closed
CFO
220
CVA Family Office
Colorado
– -$29K -4,159 Closed
T
221
TCWP
Ohio
– -$13K -1,863 Closed
PFBT
222
Parkside Financial Bank & Trust
Missouri
– -$8K -1,144 Closed
BBPWM
223
Blue Bell Private Wealth Management
Pennsylvania
– -$7K -1,000 Closed
FHA
224
First Horizon Advisors
Tennessee
– -$6K -901 Closed
QT
225
Quantbot Technologies
New York
– -$6K -900 Closed