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ASE Group

Name Holding Trade Value Shares
Change
Change in
Stake
Nomura Holdings
126
Nomura Holdings
Japan
– -$2.29M -516,497 Closed
Bank of New York Mellon
127
Bank of New York Mellon
New York
– -$620K -144,059 Closed
ECM
128
ETrade Capital Management
Virginia
– -$596K -138,383 Closed
CS
129
Credit Suisse
Switzerland
– -$256K -59,504 Closed
SG Americas Securities
130
SG Americas Securities
New York
– -$220K -50,971 Closed
Nuveen
131
Nuveen
North Carolina
– -$136K -31,661 Closed
CAM
132
Cresset Asset Management
Illinois
– -$132K -30,537 Closed
DC
133
Diametric Capital
Massachusetts
– -$101K -23,486 Closed
IWP
134
Icon Wealth Partners
Texas
– -$81K -18,758 Closed
MWNA
135
Marshall Wace North America
New York
– -$61K -14,264 Closed
IDBONY
136
Israel Discount Bank of New York
New York
– -$54K -12,633 Closed
MIFH
137
Migdal Insurance & Financial Holdings
Israel
– -$48K -11,161 Closed
GLLW
138
Graves Light Lenhart Wealth
Virginia
– -$44.2K -10,246 Closed
CG
139
Caprock Group
Idaho
– -$44K -10,240 Closed
PCM
140
Prelude Capital Management
New York
– -$43K -9,872 Closed
AIA
141
Alera Investment Advisors
Illinois
– -$3K -753 Closed
Northwestern Mutual Wealth Management
142
Northwestern Mutual Wealth Management
Wisconsin
– -$3K -750 Closed
TC
143
Truvestments Capital
Florida
– -$2K -388 Closed
WAM
144
Wealthspire Advisors (Maryland)
Maryland
– -$1K -187 Closed
Kayne Anderson Rudnick Investment Management
145
Kayne Anderson Rudnick Investment Management
California
– +$4 +1 New
CFA
146
Carroll Financial Associates
North Carolina
– +$42 +10 New
AC
147
Avestar Capital
New York
– +$414 +99 New