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ASE Group
ASX

126 hedge funds and large institutions have $611M invested in ASE Group in 2018 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 40 increasing their positions, 45 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more capital invested

Capital invested by funds: $563M → $611M (+$47.8M)

0.09% more ownership

Funds ownership: 2.84% → 2.93% (+0.09%)

7% less funds holding

Funds holding: 135 → 126 (-9)

11% less repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 45

27% less first-time investments, than exits

New positions opened: 19 | Existing positions closed: 26

Holders
126
Holders Change
-9
Holders Change %
-6.67%
% of All Funds
2.88%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
19
Increased
40
Reduced
45
Closed
26
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Schroder Investment Management Group
Schroder Investment Management Group
United Kingdom
+$30.2M
2
Lazard Asset Management
Lazard Asset Management
New York
+$9.59M
3
MIP
Mondrian Investment Partners
United Kingdom
+$4.36M
4
Bank of America
Bank of America
North Carolina
+$2.17M
5
BFM
Boothbay Fund Management
New York
+$1.29M

Top Sellers

1
SCCM
Schafer Cullen Capital Management
New York
-$5.82M
2
Fisher Asset Management
Fisher Asset Management
Washington
-$4.74M
3
NMC
Nine Masts Capital
Hong Kong
-$3.72M
4
Morgan Stanley
Morgan Stanley
New York
-$2.15M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$1.35M
Name Holding Trade Value Shares
Change 		Change in
Stake
RFC
76
Regions Financial Corp
Alabama
$198K +$194K +40,964 New
MOS
77
MGO One Seven
Ohio
$189K +$186K +39,300 New
Cerity Partners
78
Cerity Partners
New York
$165K +$823 +174 +0.5%
LPL Financial
79
LPL Financial
California
$162K +$74.5K +15,757 +88%
HJIM
80
Henry James International Management
New York
$161K +$158K +33,343 New
S
81
SignatureFD
Georgia
$148K +$22.1K +4,666 +18%
CCM
82
Cullen Capital Management
New York
$144K +$43.1K +9,115 +44%
PNC Financial Services Group
83
PNC Financial Services Group
Pennsylvania
$137K -$7.49K -1,584 -5%
US Bancorp
84
US Bancorp
Minnesota
$133K +$19.6K +4,153 +18%
FIB
85
First Interstate Bank
Montana
$133K +$130K +27,493 New
AG
86
Advisor Group
Arizona
$124K +$28.7K +6,070 +31%
FA
87
FDx Advisors
Illinois
$111K +$109K +23,006 New
Bessemer Group
88
Bessemer Group
New Jersey
$94K -$55.6K -11,754 -38%
Stifel Financial
89
Stifel Financial
Missouri
$91K +$2.37K +500 +3%
GC
90
Grimes & Company
Massachusetts
$81K – – –
RJT
91
Raymond James Trust
Florida
$79K +$2.4K +508 +3%
HIMCH
92
Hartford Investment Management Co (HIMCO)
Connecticut
$78K – – –
BC
93
Bartlett & Co
Ohio
$74K – – –
BCWM
94
Bartlett & Co Wealth Management
Ohio
$73.9K – – –
CCA
95
Checchi Capital Advisers
California
$70K +$68.8K +14,555 New
SI
96
Stephens Inc
Arkansas
$65K +$63.9K +13,506 New
RhumbLine Advisers
97
RhumbLine Advisers
Massachusetts
$64K +$63K +13,323 New
Geode Capital Management
98
Geode Capital Management
Massachusetts
$61K -$534K -112,836 -90%
Connor, Clark & Lunn Investment Management (CC&L)
99
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$60K +$58.3K +12,325 New
First Trust Advisors
100
First Trust Advisors
Illinois
$58K -$9.59K -2,027 -14%
2 3
4
5 6

ASX Hedge Fund Activity: Q3 2018 in Review

126 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in ASE Group (ASX) for Q3 2018, worth a combined $611M — up 8.5% from $563M a quarter earlier.

Sellers outnumbered buyers: 26 funds closed out of ASX and 19 opened new positions — a net loss of 7 holders — while 45 trimmed existing stakes and 40 added.

The largest buyer was Schroder Investment Management Group, adding an estimated $30.2M. The largest seller was Schafer Cullen Capital Management, cutting an estimated $5.82M.

  • 126 institutional investors held ASE Group (ASX) as of Q3 2018, down from 135 in Q2 2018.
  • Funds reported $611M of ASE Group stock for Q3 2018, up 8.5% quarter-over-quarter.
  • 19 funds opened new ASE Group positions in Q3 2018 and 26 closed out, a net change of -7 holders.
  • The largest ASE Group buyer in Q3 2018 was Schroder Investment Management Group, an estimated $30.2M added.
  • The largest ASE Group seller in Q3 2018 was Schafer Cullen Capital Management, an estimated $5.82M sold.

Based on aggregated 13F filings for Q3 2018.