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Assertio
ASRT

Overview Fund Activity

105 hedge funds and large institutions have $427M invested in Assertio in 2013 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 36 increasing their positions, 25 reducing their positions, and 18 closing their positions.

Holders
105
Holders Change
+7
Holders Change %
+7.14%
% of All Funds
3.05%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.15%
New
25
Increased
36
Reduced
25
Closed
18
Calls
$7.12M
Puts
$4.58M
Net Calls
+$2.54M
Net Calls Change
-$1.46M

Top Buyers

1
SCA
1
SAC Capital Advisors
Connecticut
$19.8M
2
Millennium Management
2
Millennium Management
New York
$18.1M
3
State Street
3
State Street
Massachusetts
$16.6M
4
EMFAT
4
Emerald Mutual Fund Advisers Trust
Pennsylvania
$4.89M
5
BFA
5
BlackRock Fund Advisors
California
$27.9M

Top Sellers

1
BC
1
Broadfin Capital
New York
$50.2M
2
PWAM
2
Park West Asset Management
California
$0
3
TCM
3
Tang Capital Management
California
$0
4
T. Rowe Price Associates
4
T. Rowe Price Associates
Maryland
$0
5
DM
5
Deerfield Management
New York
$13.3M
Name Market Value Shares Shares
Change 		Shares
Change %
CCA
76
Catalyst Capital Advisors
New York
$217K 20,500 +20,500 New
Tudor Investment Corp
77
Tudor Investment Corp
Connecticut
$210K 19,853 +19,853 New
PL
78
Plancorp LLC
Missouri
$191K 18,000 +18,000 New
WSCM
79
Wellington Shields Capital Management
New York
$190K 18,000 – –
JG
80
Jefferies Group
New York
$187K 17,655 +17,655 New
MCM
81
Marathon Capital Management
Maryland
$185K 17,500 – –
Connor, Clark & Lunn Investment Management (CC&L)
82
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$153K 13,600 +13,600 New
UBS AM
83
UBS AM
Illinois
$142K 13,396 – –
T
84
TradeWorx
New Jersey
$132K 12,445 +12,445 New
CCM
85
Cupps Capital Management
Illinois
$132K 12,485 +12,485 New
AL
86
Airain Ltd
Guernsey
$130K 12,273 +12,273 New
D.E. Shaw & Co
87
D.E. Shaw & Co
New York
$124K 11,677 +11,677 New
GCP
88
GSA Capital Partners
United Kingdom
$120K 11,308 +11,308 New
PPA
89
Parametric Portfolio Associates
Washington
$110K 10,435 +10,435 New
Barclays
90
Barclays
United Kingdom
$109K 10,881 +789 +8%
Bank of Montreal
91
Bank of Montreal
Ontario, Canada
$77K 7,248 +462 +7%
Fifth Third Bancorp
92
Fifth Third Bancorp
Ohio
$55K 5,200 -1,200 -19%
LTFS
93
Ladenburg Thalmann Financial Services
Florida
$53K 5,000 – –
AA
94
AlphaMark Advisors
Kentucky
$43K 4,070 – –
PCM
95
Prelude Capital Management
New York
$42K 4,000 +4,000 New
FQ
96
First Quadrant
California
$37K 3,500 – –
Teacher Retirement System of Texas
97
Teacher Retirement System of Texas
Texas
$22K 2,119 -5,070 -71%
TRCT
98
Tower Research Capital (TRC)
New York
$22K 2,114 -274 -11%
U
99
UBS
Switzerland
$21K 2,000 – –
BlackRock
100
BlackRock
New York
$18K 1,655 – –
2 3
4
5 6