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Aspen Aerogels

Name Holding Trade Value Shares
Change
Change in
Stake
PWM
201
Perigon Wealth Management
California
– -$254K -49,321 Closed
Franklin Resources
202
Franklin Resources
California
– -$325K -46,754 Closed
SMH
203
Sanders Morris Harris
Texas
– -$278K -40,000 Closed
VI
204
Versor Investments
New York
– -$274K -39,300 Closed
FRM
205
Fox Run Management
Connecticut
– -$252K -36,181 Closed
Universal-Beteiligungs- und Servicegesellschaft
206
Universal-Beteiligungs- und Servicegesellschaft
Germany
– -$244K -35,123 Closed
Raymond James Financial
207
Raymond James Financial
Florida
– -$242K -34,787 Closed
QCM
208
Quantinno Capital Management
New York
– -$162K -23,269 Closed
ET
209
Entropy Technologies
New York
– -$162K -23,221 Closed
Creative Planning
210
Creative Planning
Kansas
– -$153K -21,948 Closed
SCP
211
Sender Company & Partners
New York
– -$111K -21,588 Closed
DCM
212
DGS Capital Management
New Jersey
– -$140K -20,153 Closed
HIP
213
HUB Investment Partners
Texas
– -$118K -16,940 Closed
AFG
214
Atomi Financial Group
New York
– -$104K -15,003 Closed
PM
215
Penbrook Management
New York
– -$98.7K -14,180 Closed
CAU
216
Caxton Associates (UK)
– -$95K -13,654 Closed
PA
217
Probity Advisors
Texas
– -$83.1K -11,938 Closed
Commonwealth Equity Services
218
Commonwealth Equity Services
Massachusetts
– -$79K -11,352 Closed
HighTower Advisors
219
HighTower Advisors
Illinois
– -$75.5K -10,847 Closed
OQS
220
Occudo Quantitative Strategies
Florida
– -$72.4K -10,398 Closed
AAP
221
Arax Advisory Partners
Colorado
– -$71.9K -10,324 Closed
OAC
222
OMERS Administration Corp
Ontario, Canada
– -$71.7K -10,300 Closed
OR
223
Olympiad Research
Connecticut
– -$70.4K -10,109 Closed
PCM
224
Prelude Capital Management
New York
– -$70.4K -10,109 Closed
Nisa Investment Advisors
225
Nisa Investment Advisors
Missouri
– -$33.9K -4,866 Closed