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ASG

Liberty All-Star Growth Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Carson Wealth (CWM LLC)
51
Carson Wealth (CWM LLC)
Nebraska
$42K +$42.8K +4,707 New
Northwestern Mutual Wealth Management
52
Northwestern Mutual Wealth Management
Wisconsin
$38K
CFGS
53
Concourse Financial Group Securities
Alabama
$35K
WB
54
West Bancorporation
Iowa
$34K +$34.3K +3,780 New
SBL
55
Sargent Bickham Lagudis
Colorado
$24K
AF
56
Advisornet Financial
Minnesota
$23K
HS
57
Horan Securities
United States
$10K +$9.66K +1,063 New
TFS
58
TrustCore Financial Services
Tennessee
$5K
GI
59
Gradient Investments
Minnesota
$2K
LPWM
60
Lake Point Wealth Management
Texas
$2K +$1.82K +200 New
APA
61
American Portfolios Advisors
New York
$333
YCM
62
Yakira Capital Management
Connecticut
-$3.58M -414,900 Closed
WAM
63
Wolverine Asset Management
Illinois
-$1.43M -165,741 Closed
DA
64
Doliver Advisors
Texas
-$533K -61,732 Closed
CL
65
CSS LLC
Illinois
-$207K -24,029 Closed
CWC
66
Carolinas Wealth Consulting
North Carolina
-$144K -16,645 Closed
BRWA
67
B. Riley Wealth Advisors
Florida
-$139K -16,013 Closed
KIM
68
Karpus Investment Management
New York
-$108K -12,500 Closed
PNC Financial Services Group
69
PNC Financial Services Group
Pennsylvania
-$56K -6,404 Closed
FIA
70
FNY Investment Advisers
New York
-$51K -5,973 Closed
TRCT
71
Tower Research Capital (TRC)
New York
+$9 +1 New