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Liberty All-Star Growth Fund

Name Holding Trade Value Shares
Change
Change in
Stake
BCA
26
Bay Colony Advisors
Massachusetts
$92K +$15K +2,458 +23%
SC
27
Stratford Consulting
Texas
$90K – – –
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$73K +$73 +12 +0.1%
FP
29
Financial Perspectives
Minnesota
$58.1K +$54.8K +8,945 New
SPIA
30
Steward Partners Investment Advisory
New York
$55K – – –
NC
31
NewSquare Capital
Pennsylvania
$45K +$42.1K +6,884 New
PNC Financial Services Group
32
PNC Financial Services Group
Pennsylvania
$42K – – –
TJHA
33
Thomas J. Herzfeld Advisors
Florida
$34K – – –
WB
34
West Bancorporation
Iowa
$27K +$25.7K +4,200 New
AF
35
Advisornet Financial
Minnesota
$19K – – –
BFEC
36
Benjamin F. Edwards & Company
Missouri
$14K – – –
Northwestern Mutual Wealth Management
37
Northwestern Mutual Wealth Management
Wisconsin
$14K – – –
Carson Wealth (CWM LLC)
38
Carson Wealth (CWM LLC)
Nebraska
$13K – – –
SIA
39
Sit Investment Associates
Minnesota
$5K +$4.9K +800 New
TFS
40
TrustCore Financial Services
Tennessee
$4K – – –
Envestnet Asset Management
41
Envestnet Asset Management
Illinois
– -$648K -109,511 Closed
Bank of Montreal
42
Bank of Montreal
Ontario, Canada
– -$447K -75,569 Closed
Stifel Financial
43
Stifel Financial
Missouri
– -$98K -16,730 Closed
LTFS
44
Ladenburg Thalmann Financial Services
Florida
– -$85.9K -14,029 -100%
MAFM
45
Mid Atlantic Financial Management
Pennsylvania
– -$59K -10,000 Closed
GSWM
46
Golden State Wealth Management
California
– -$42K -7,032 Closed
NFG
47
Next Financial Group
Texas
– -$2K -305 Closed