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Name Holding Trade Value Shares
Change
Change in
Stake
CW
101
Cobiz Wealth
Colorado
– -$323K -11,916 Closed
HHC
102
Hutchin Hill Capital
New York
– -$255K -9,400 Closed
SFU
103
Stonehage Fleming (UK)
United Kingdom
– -$35K -1,308 Closed
Ladenburg Thalmann Financial Services
104
Ladenburg Thalmann Financial Services
Florida
– -$16K -600 Closed
BNP Paribas Financial Markets
105
BNP Paribas Financial Markets
France
– -$7.05K -260 Closed