|
601
|
Legacy Advisors
Plymouth Meeting,
Pennsylvania
|
–
|
-$322K
|
-3,040
|
Closed
|
|
|
602
|
Balboa Wealth Partners
Scottsdale,
Arizona
|
–
|
-$344K
|
-2,750
|
Closed
|
|
|
603
|
Connective Portfolio Management
New York
|
–
|
-$312K
|
-2,500
|
Closed
|
|
|
604
|
Manulife (Manufacturers Life Insurance)
Canada,
Ontario, Canada
|
–
|
-$290K
|
-2,321
|
Closed
|
|
|
605
|
Annex Advisory Services
Brookfield,
Wisconsin
|
–
|
-$263K
|
-2,104
|
Closed
|
|
|
606
|
Gainplan
Bloomfield Hills,
Michigan
|
–
|
-$250K
|
-2,000
|
Closed
|
|
|
607
|
West Branch Capital
Amherst,
Massachusetts
|
–
|
-$250K
|
-2,000
|
Closed
|
|
|
608
|
NWAM LLC
Mercer Island,
Washington
|
–
|
-$208K
|
-1,882
|
Closed
|
|
|
609
|
Maven Securities
St Helier,
Jersey
|
–
|
-$234K
|
-1,874
|
Closed
|
|
|
610
|
Headlands Technologies
Chicago,
Illinois
|
–
|
-$228K
|
-1,821
|
Closed
|
|
|
611
|
Comerica Bank
Dallas,
Texas
|
–
|
-$222K
|
-1,780
|
Closed
|
|
|
612
|
Qube Research & Technologies (QRT)
London,
United Kingdom
|
–
|
-$210K
|
-1,683
|
Closed
|
|
|
613
|
Lincoln National Corp
Radnor,
Pennsylvania
|
–
|
-$201K
|
-1,606
|
Closed
|
|
|
614
|
SJS Investment Consulting
Sylvania,
Ohio
|
–
|
-$70K
|
-560
|
Closed
|
|
|
615
|
CoreCap Advisors
Southfield,
Michigan
|
–
|
-$25K
|
-200
|
Closed
|
|
|
616
|
Mark Sheptoff Financial Planning
Glastonbury,
Connecticut
|
–
|
-$25K
|
-200
|
Closed
|
|
|
617
|
Thurston Springer Miller Herd & Titak
Indianapolis,
Indiana
|
–
|
-$25K
|
-200
|
Closed
|
|
|
618
|
D.J. St. Germain
Springfield,
Massachusetts
|
–
|
-$20K
|
-160
|
Closed
|
|
|
619
|
Avior Wealth Management
Omaha,
Nebraska
|
–
|
-$13.5K
|
-108
|
Closed
|
|
|
620
|
First PREMIER Bank
Sioux Falls,
South Dakota
|
–
|
-$9K
|
-70
|
Closed
|
|
|
621
|
ICA Group Wealth Management
Denver,
Colorado
|
–
|
-$5K
|
-40
|
Closed
|
|
|
622
|
Stone House Investment Management
Tunkhannock,
Pennsylvania
|
–
|
-$4.38K
|
-35
|
Closed
|
|
|
623
|
Financial Management Professionals
Austin,
Texas
|
–
|
-$3K
|
-25
|
Closed
|
|
|
624
|
Tradewinds Capital Management
Bellingham,
Washington
|
–
|
-$3.13K
|
-25
|
Closed
|
|
|
625
|
E Fund Management (HK)
Central,
Hong Kong
|
–
|
+$124
|
+1
|
New
|
|
