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ARK Space & Defense Innovation ETF
ARKX

100 hedge funds and large institutions have $36M invested in ARK Space & Defense Innovation ETF in 2021 Q3 according to their latest regulatory filings, with 22 funds opening new positions, 24 increasing their positions, 12 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

120% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 10

100% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 12

44% more capital invested

Capital invested by funds: $25M → $36M (+$11.1M)

12% more funds holding

Funds holding: 89 → 100 (+11)

6.65% more ownership

Funds ownership: 0% → 6.65% (+6.7%)

49% less call options, than puts

Call options by funds: $120M | Put options by funds: $232M

Holders
100
Holders Change
+11
Holders Change %
+12.36%
% of All Funds
1.75%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
22
Increased
24
Reduced
12
Closed
10
Calls
$120M
Puts
$232M
Net Calls
-$113M
Net Calls Change
-$4.14M

Top Buyers

Rank Fund Capital Flow
1
Jane Street
Jane Street
New York
+$3.45M
2
HF
HRT Financial
New York
+$2.84M
3
Citadel Advisors
Citadel Advisors
Florida
+$2.28M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$2.1M
5
HT
HAP Trading
New York
+$1.37M

Top Sellers

Rank Fund Capital Flow
1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$2M
2
EWM
Empirical Wealth Management
Washington
-$420K
3
KOC
Koss-Olinger Consulting
Florida
-$252K
4
APA
American Portfolios Advisors
New York
-$137K
5
PAI
Pittenger & Anderson Inc
Nebraska
-$101K
Name Holding Trade Value Shares
Change 		Change in
Stake
FCM
76
Firestone Capital Management
Florida
$2K – – –
SQA
77
Simon Quick Advisors
New Jersey
$2K – – –
BA
78
Bellwether Advisors
Nebraska
$2K +$61 +3 +3%
DA
79
DCM Advisors
New York
$2K +$2.05K +100 New
MWM
80
Mascoma Wealth Management
New Hampshire
$2K +$2.07K +101 New
AIC
81
Archer Investment Corporation
Indiana
$1.45K – – –
COCM
82
Charter Oak Capital Management
New Hampshire
$1K – – –
CA
83
Crewe Advisors
Utah
$1K – – –
KTC
84
Kistler-Tiffany Companies
Pennsylvania
$1K – – –
PNC Financial Services Group
85
PNC Financial Services Group
Pennsylvania
$1K – – –
TWA
86
TCI Wealth Advisors
Arizona
$1K – – –
KIG
87
Kowal Investment Group
Wisconsin
$1K +$901 +44 New
Bessemer Group
88
Bessemer Group
New Jersey
$1K +$1K +49 New
ACA
89
Aptus Capital Advisors
Alabama
$1K +$1.02K +50 New
AA
90
Ancora Advisors
Ohio
$1K +$1.06K +52 New
GKWIM
91
Gerber Kawasaki Wealth & Investment Management
California
$1K +$1.23K +60 New
TFS
92
TrustCore Financial Services
Tennessee
$1K +$1.37K +67 New
CQS
93
Credential Qtrade Securities
$136 +$143 +7 New
EWM
94
Empirical Wealth Management
Washington
– -$420K -20,000 Closed
KOC
95
Koss-Olinger Consulting
Florida
– -$252K -12,000 Closed
Citigroup
96
Citigroup
New York
– -$52K -2,455 Closed
SB
97
Strategic Blueprint
Georgia
– -$16K -758 Closed
SIAP
98
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
– -$11K -500 Closed
FFG
99
Ford Financial Group
California
– -$7K -378 Closed
LWANC
100
Laurel Wealth Advisors (North Carolina)
North Carolina
– -$4K -200 Closed
1 2 3
4
5

ARKX Hedge Fund Activity: Q3 2021 in Review

100 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in ARK Space & Defense Innovation ETF (ARKX) for Q3 2021, worth a combined $36M — up 44% from $25M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new ARKX positions and 10 closed out — a net gain of 12 holders — while 24 added to existing stakes and 12 trimmed.

The largest buyer was Jane Street, opening a new position worth an estimated $3.45M. The largest seller was Royal Bank of Canada, cutting an estimated $2M.

  • 100 institutional investors held ARK Space & Defense Innovation ETF (ARKX) as of Q3 2021, up from 89 in Q2 2021.
  • Funds reported $36M of ARK Space & Defense Innovation ETF stock for Q3 2021, up 44% quarter-over-quarter.
  • 22 funds opened new ARK Space & Defense Innovation ETF positions in Q3 2021 and 10 closed out, a net change of +12 holders.
  • The largest ARK Space & Defense Innovation ETF buyer in Q3 2021 was Jane Street, an estimated $3.45M added.
  • The largest ARK Space & Defense Innovation ETF seller in Q3 2021 was Royal Bank of Canada, an estimated $2M sold.

Based on aggregated 13F filings for Q3 2021.