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ARK Space & Defense Innovation ETF
ARKX

68 hedge funds and large institutions have $15.4M invested in ARK Space & Defense Innovation ETF in 2023 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 11 increasing their positions, 13 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 6

10% more funds holding

Funds holding: 62 → 68 (+6)

0.83% less ownership

Funds ownership: 6.66% → 5.82% (-0.83%)

7% less call options, than puts

Call options by funds: $77M | Put options by funds: $82.9M

15% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 13

46% less capital invested

Capital invested by funds: $28.5M → $15.4M (-$13M)

Holders
68
Holders Change
+6
Holders Change %
+9.68%
% of All Funds
1.08%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
11
Reduced
13
Closed
6
Calls
$77M
Puts
$82.9M
Net Calls
-$5.94M
Net Calls Change
+$18.5M

Top Buyers

Rank Fund Capital Flow
1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$1.08M
2
Bank of Montreal
Bank of Montreal
Ontario, Canada
+$730K
3
BAM
Belpointe Asset Management
Nevada
+$483K
4
AFG
Atomi Financial Group
New York
+$419K
5
Osaic Holdings
Osaic Holdings
Arizona
+$279K

Top Sellers

Rank Fund Capital Flow
1
Qube Research & Technologies (QRT)
Qube Research & Technologies (QRT)
United Kingdom
-$13.8M
2
Jane Street
Jane Street
New York
-$2.95M
3
CAN
Cetera Advisor Networks
California
-$155K
4
MML Investors Services
MML Investors Services
Massachusetts
-$37.8K
5
Bank of America
Bank of America
North Carolina
-$26.3K
Name Holding Trade Value Shares
Change 		Change in
Stake
CT
26
Cambridge Trust
Massachusetts
$48.2K – – –
FMP
27
Financial Management Professionals
Texas
$43K – – –
BLC
28
Brown, Lisle/Cummings
Rhode Island
$35.1K – – –
QC
29
Quent Capital
New York
$34.1K – – –
GWSG
30
GPS Wealth Strategies Group
Colorado
$23.1K +$12.8K +874 +109%
HI
31
Harbour Investments
Wisconsin
$17.2K -$731 -50 -4%
NA
32
NewEdge Advisors
Louisiana
$14.3K – – –
Simplex Trading
33
Simplex Trading
Illinois
$9K +$10.3K +707 New
AF
34
Allworth Financial
California
$8.27K – – –
HIA
35
Harbor Investment Advisory
Maryland
$6.89K – – –
SS
36
Sunbelt Securities
Texas
$6.55K – – –
BFEC
37
Benjamin F. Edwards & Company
Missouri
$6K – – –
PP
38
PrairieView Partners
Minnesota
$6K – – –
DFA
39
DHJJ Financial Advisors
Illinois
$5.31K +$5.63K +385 New
SPIA
40
Steward Partners Investment Advisory
New York
$4.82K -$1.1K -75 -18%
GRP
41
Global Retirement Partners
California
$4.74K -$1.8K -123 -26%
IA
42
IFP Advisors
Florida
$4.63K -$877 -60 -15%
MWM
43
Mascoma Wealth Management
New Hampshire
$4.56K – – –
TFGT
44
TS Financial Group (TSFG)
Illinois
$3K – – –
Fifth Third Bancorp
45
Fifth Third Bancorp
Ohio
$2.81K – – –
LC
46
Lindbrook Capital
California
$2.76K – – –
PA
47
PSI Advisors
Florida
$2.76K – – –
AIM
48
Anchor Investment Management
South Carolina
$2.76K +$731 +50 +33%
AWM
49
AllSquare Wealth Management
New York
$2.52K – – –
BBPWM
50
Blue Bell Private Wealth Management
Pennsylvania
$2.08K – – –
1
2
3

ARKX Hedge Fund Activity: Q3 2023 in Review

68 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in ARK Space & Defense Innovation ETF (ARKX) for Q3 2023, worth a combined $15.4M — down 46% from $28.5M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new ARKX positions and 6 closed out — a net gain of 6 holders — while 11 added to existing stakes and 13 trimmed.

The largest buyer was Susquehanna International Group, adding an estimated $1.08M. The largest seller was Qube Research & Technologies (QRT), exiting entirely with an estimated $13.8M sold.

  • 68 institutional investors held ARK Space & Defense Innovation ETF (ARKX) as of Q3 2023, up from 62 in Q2 2023.
  • Funds reported $15.4M of ARK Space & Defense Innovation ETF stock for Q3 2023, down 46% quarter-over-quarter.
  • 12 funds opened new ARK Space & Defense Innovation ETF positions in Q3 2023 and 6 closed out, a net change of +6 holders.
  • The largest ARK Space & Defense Innovation ETF buyer in Q3 2023 was Susquehanna International Group, an estimated $1.08M added.
  • The largest ARK Space & Defense Innovation ETF seller in Q3 2023 was Qube Research & Technologies (QRT), an estimated $13.8M sold.

Based on aggregated 13F filings for Q3 2023.