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ARK Space & Defense Innovation ETF
ARKX

62 hedge funds and large institutions have $13.8M invested in ARK Space & Defense Innovation ETF in 2023 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 11 increasing their positions, 15 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

2.32% less ownership

Funds ownership: 7.34% → 5.01% (-2.3%)

14% less funds holding

Funds holding: 72 → 62 (-10)

25% less capital invested

Capital invested by funds: $18.5M → $13.8M (-$4.71M)

27% less call options, than puts

Call options by funds: $98.2M | Put options by funds: $134M

27% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 15

53% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 15

Holders
62
Holders Change
-10
Holders Change %
-13.89%
% of All Funds
0.99%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
11
Reduced
15
Closed
15
Calls
$98.2M
Puts
$134M
Net Calls
-$35.5M
Net Calls Change
-$72.3M

Top Buyers

Rank Fund Capital Flow
1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$245K
2
CAN
Cetera Advisor Networks
California
+$142K
3
Carson Wealth (CWM LLC)
Carson Wealth (CWM LLC)
Nebraska
+$96K
4
ACA
Aptus Capital Advisors
Alabama
+$68.3K
5
JP Morgan Chase
JP Morgan Chase
New York
+$46.7K

Top Sellers

Rank Fund Capital Flow
1
Jane Street
Jane Street
New York
-$3.89M
2
FTUS
Flow Traders U.S.
New York
-$997K
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$196K
4
Goldman Sachs
Goldman Sachs
New York
-$148K
5
AWM
AE Wealth Management
Kansas
-$133K
Name Holding Trade Value Shares
Change 		Change in
Stake
IGWM
26
ICA Group Wealth Management
Colorado
$18.2K -$35.6K -2,608 -67%
HI
27
Harbour Investments
Wisconsin
$18.1K – – –
GWSG
28
GPS Wealth Strategies Group
Colorado
$12.9K +$12.6K +925 New
Qube Research & Technologies (QRT)
29
Qube Research & Technologies (QRT)
United Kingdom
$10.4K – – –
IA
30
IFP Advisors
Florida
$9.05K -$107K -7,863 -95%
AF
31
Allworth Financial
California
$8.4K – – –
BAM
32
Belpointe Asset Management
Nevada
$7.64K -$1.04K -76 -12%
Bank of Montreal
33
Bank of Montreal
Ontario, Canada
$7.52K +$1.37K +100 +24%
HIA
34
Harbor Investment Advisory
Maryland
$7K – – –
GA
35
GoalVest Advisory
New York
$6.69K +$6.53K +478 New
SS
36
Sunbelt Securities
Texas
$6.53K +$6.49K +475 New
GRP
37
Global Retirement Partners
California
$6.31K – – –
BFEC
38
Benjamin F. Edwards & Company
Missouri
$6K – – –
PP
39
PrairieView Partners
Minnesota
$6K – – –
SPIA
40
Steward Partners Investment Advisory
New York
$5.95K – – –
BONH
41
Bank of New Hampshire
New Hampshire
$5.39K – – –
MWM
42
Mascoma Wealth Management
New Hampshire
$4.44K – – –
AAS
43
Ameritas Advisory Services
Nebraska
$3.85K +$3.8K +278 New
TFGT
44
TS Financial Group (TSFG)
Illinois
$3K – – –
LC
45
Lindbrook Capital
California
$2.8K – – –
PA
46
PSI Advisors
Florida
$2.8K – – –
AWM
47
AllSquare Wealth Management
New York
$2.56K – – –
BBPWM
48
Blue Bell Private Wealth Management
Pennsylvania
$2.11K – – –
AIM
49
Anchor Investment Management
South Carolina
$2.1K +$519 +38 +34%
CG
50
Cutler Group
California
$2K -$35.3K -2,586 -92%
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ARKX Hedge Fund Activity: Q1 2023 in Review

62 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in ARK Space & Defense Innovation ETF (ARKX) for Q1 2023, worth a combined $13.8M — down 25% from $18.5M a quarter earlier.

Sellers outnumbered buyers: 15 funds closed out of ARKX and 7 opened new positions — a net loss of 8 holders — while 15 trimmed existing stakes and 11 added.

The largest buyer was Royal Bank of Canada, adding an estimated $245K. The largest seller was Jane Street, cutting an estimated $3.89M.

  • 62 institutional investors held ARK Space & Defense Innovation ETF (ARKX) as of Q1 2023, down from 72 in Q4 2022.
  • Funds reported $13.8M of ARK Space & Defense Innovation ETF stock for Q1 2023, down 25% quarter-over-quarter.
  • 7 funds opened new ARK Space & Defense Innovation ETF positions in Q1 2023 and 15 closed out, a net change of -8 holders.
  • The largest ARK Space & Defense Innovation ETF buyer in Q1 2023 was Royal Bank of Canada, an estimated $245K added.
  • The largest ARK Space & Defense Innovation ETF seller in Q1 2023 was Jane Street, an estimated $3.89M sold.

Based on aggregated 13F filings for Q1 2023.