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ARK Autonomous Technology & Robotics ETF
ARKQ

Name Holding Trade Value Shares
Change 		Change in
Stake
Two Sigma Advisers
176
Two Sigma Advisers
New York
– -$710K -12,300 Closed
IA
177
IFG Advisory
Georgia
– -$513K -8,896 Closed
Two Sigma Investments
178
Two Sigma Investments
New York
– -$410K -7,100 Closed
Envestnet Portfolio Solutions
179
Envestnet Portfolio Solutions
Illinois
– -$310K -5,365 Closed
IFWM
180
Institute for Wealth Management
Colorado
– -$246K -4,269 Closed
SWM
181
Scissortail Wealth Management
Oklahoma
– -$201K -3,709 Closed
WWM
182
Western Wealth Management
Colorado
– -$207K -3,590 Closed
RFA
183
Resurgent Financial Advisors
Georgia
– -$178K -3,080 Closed
ASN
184
Advisory Services Network
Georgia
– -$136K -2,353 Closed
CF
185
Centaurus Financial
California
– -$102K -1,770 Closed
BWM
186
BKM Wealth Management
Wisconsin
– -$76.7K -1,330 Closed
AP
187
Advisors Preferred
Maryland
– -$37.5K -664 Closed
NFA
188
Northwest Financial Advisors
Virginia
– -$35.8K -620 Closed
PTC
189
Private Trust Company
Ohio
– -$35.1K -608 Closed
VNA
190
Valley National Advisers
Pennsylvania
– -$26K -465 Closed
JWA
191
JFS Wealth Advisors
Pennsylvania
– -$23.3K -403 Closed
ODG
192
O'Dell Group
Ohio
– -$6.52K -113 Closed
DCBT
193
Dakota Community Bank & Trust
North Dakota
– -$6K -104 Closed
GI
194
Gradient Investments
Minnesota
– -$5.88K -102 Closed
Fidelity Investments
195
Fidelity Investments
Massachusetts
– -$5.83K -101 Closed
SHIM
196
Stone House Investment Management
Pennsylvania
– -$4.96K -86 Closed
LA
197
LM Advisors
California
– -$2.6K -45 Closed
RCM
198
Raleigh Capital Management
North Carolina
– -$2.19K -38 Closed
GWMIA
199
Global Wealth Management Investment Advisory
Florida
– -$1.73K -30 Closed
CA
200
Crewe Advisors
Utah
– -$1.27K -22 Closed
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