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ARK Innovation ETF
ARKK

Name Holding Trade Value Shares
Change 		Change in
Stake
OCM
826
Objective Capital Management
Ohio
– -$315K -3,328 Closed
CRI
827
Colonial River Investments
Virginia
– -$313K -3,307 Closed
CNWM
828
Clay Northam Wealth Management
California
– -$309K -3,265 Closed
SAM
829
Synergy Asset Management
Washington
– -$307K -3,249 Closed
BFG
830
Berger Financial Group
Minnesota
– -$306K -3,232 Closed
GG
831
Gofen & Glossberg
Illinois
– -$298K -3,147 Closed
CWM
832
Chronos Wealth Management
Florida
– -$297K -3,144 Closed
RCAG
833
Rehmann Capital Advisory Group
Michigan
– -$294K -3,106 Closed
FANJ
834
Financial Architects (New Jersey)
New Jersey
– -$286K -3,026 Closed
ZIC
835
ZWJ Investment Counsel
Georgia
– -$284K -3,000 Closed
GC
836
Grimes & Company
Massachusetts
– -$280K -2,965 Closed
PI
837
Pachira Investments
California
– -$275K -2,903 Closed
ECM
838
EagleClaw Capital Management
Massachusetts
– -$275K -2,902 Closed
SFG
839
Sowa Financial Group
Rhode Island
– -$272K -2,875 Closed
CSPIA
840
Cary Street Partners Investment Advisory
Virginia
– -$271K -2,866 Closed
PPP
841
Private Portfolio Partners
New Jersey
– -$271K -2,863 Closed
IC
842
Intersect Capital
California
– -$270K -2,857 Closed
TW
843
TrinityPoint Wealth
Connecticut
– -$270K -2,857 Closed
PFA
844
Peak Financial Advisors
Colorado
– -$266K -2,814 Closed
DI
845
DFPG Investments
Utah
– -$212K -2,788 Closed
SAM
846
Summit Asset Management
Tennessee
– -$259K -2,737 Closed
SEP
847
Southland Equity Partners
Missouri
– -$255K -2,698 Closed
TC
848
Telemus Capital
Michigan
– -$250K -2,644 Closed
MC
849
Matisse Capital
Oregon
– -$250K -2,642 Closed
QC
850
QCM Cayman
Texas
– -$249K -2,629 Closed
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